EFTA Document EFTA01453707

I e an SOUTHERN FINAN Request 18 As of 08 Apr, 08Apr 2014 Page 2 Of 3 Doutsztis Bat AG SOUTHERN FINANCIAL, LLC At • Options Settlement Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotArnt 1 1 Not.Ccy Not.Amt 2 2 Long/ Short Opbon Style Put/ Call Strike Price MTM(USD) SOUTHERN F)EuroCcil 21-Noy-2013 20-Nov.2014 25-Nov.2014 (1.000 003 00) USD FINANCIAL, LLC SOUTHERN FXOneBerOneT 214N-2013 20-Nov-2014 25-Nov-2014 al.003.00) USD FINANCIAL, LLC oo:hCpt SOUTHERN FXOneBarOneT 21•Naf.2013 20-Noy2014 25.Nov.2014 (21,000.30` USD FINANCIAL, LW outhOpt SOUTHERN FXOneBstOneT 21-Nob2013 20-Noy.2014 25-Noy.2014 42000 C0) USD FINANCIAL. LLC oudhOpt SOUTHERN F)EuraOpt 31.4en•2014 01-May-2014 07-May-2014 (10,030.003.03) USD FINANCIAL, LLC SOUTHERN FXDc atCpt 13-A43r-2014 14-Apr-2014 15-Apr-2014 (1.030030 CO) USD FNANCIAL. LLC 101.030.000 0 0 0 1,025,000.000 ?Y PY JPY .PY FY SHORT LONG LONG LONG SHORT SHORT EUROPEAN EUROPEAN EUROPEAN EURCPEAN EUROPEAN EUROPEAN CALL CALL CALL 1010000 0.0000 0.0000 0.0030 102.5000 375060 •,i-3 1:3S2.4 13,126 44 10,992 22 9.117.05 (54.397 49) (201861) Subtotal: i7753”,s s: Commodities • Dorivetivms Long/ Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Ccy Not.Amt 1 1 Strike Price MTM(USD) ■ SOUTHERN FINANCIAL. Commodity 13-Mar2014 15-May-2014 22 4/4y 2014 LONG LLC DerNative EUROPEAN WTI 100.003 00 USD 0 CC 00 I2.:',It2}i: rit. Subtotal ..• Commodffies - Base Metal Derivatives Long/ Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 Not Ccy 1 Quantity Unit Price Per Unit Strike Pnce MTM(USD) SOUP-ERN CcnmodtyCp£u 03-Aoe.20 14 05- D. ti.c - A) I 4 It -Dee-N14 Se R F. LRCPEAN FINANCIAL LLC ro BaseMelal Statement ID 182298_20140408_201404091 CALL %CU I,S0 ° 0 '.00' 0(00 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0111489 SDNY_GM_00257673 EFTA01453707