EFTA Document EFTA01453799

Vahe Stepanian Nay Gupta Date: 04/16/2014 08:35 PM Subject: Re: Valuation Statement for SOUTHERN FINANCIAL, LLC as at 15 Apr 2014 - Request 182298 [I] Classification: For internal use only valuations Team - The expiry date on the copper call is 12/3, settlement is 12/5, per the trade confirm. Shouldn't the maturity date be the same as the expiry date on this OTC trade report? Please reconcile. Tazia [attachment "182298_20140415_20140416_1.pdf" deleted by Gedeon Pinedo/db/dbcom] [attachment "182298_20140415_20140416_1.csv" deleted by Gedeon Pinedo/db/dbcom] From: To: Amanda Kirby Gedeon Joseph Cothron , Pau Morri Tazia Smith vahe Stepania Date: 04/15/2014 09:22 PM Subject: Valuation Statement for SOUTHERN FINANCIAL, LLC as at 15 Apr 2014 - Request 182298 Valuations System/db/dbcomOD8APAC Dear sir/Madam, Please find attached the valuation as of the value date specified in the attached statement. For queries please contact the number provided on the statement. Kind regards, Deutsche Bank Group Customer Valuations Group This is an automated email account. Please do not reply to this email as the account is not monitored. Valuations are sent to you subject to our Valuation Disclosure statement. we also direct you to the following additional disclosures: In reference to the provision of valuations for daily marks: http://cbs.db.com/new/docs/Dail y_Mark_Methodologies_and_Assumptions_Disclosure_March_28_2013_(2).pdf In reference to the provision of portfolio data and dispute resolution under EMIR: http://cbs.db.com/new/docs/valuation_Statement_-_EMIR_Language_1309.pdf CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0 111617 CONFIDENTIAL SDNY_GM_00257801 EFTA01453799