EFTA Document EFTA01453899

e an coup SOUTHERN FINANCIAL. LLC Request 182298 As of 22 Apr 14 22Aix 2014 Paps 2 Of 3 Dadochs But AO SOUTHERN FINANCIAL, LLC St4Blkes Trade ID Counterparty Trade Type Settlement Trade Date Maturity Date Date Not.Ccy NotAmt 1 1 Not.Ccy Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 3663644DS' SOUTHERN 710423459 FINANCIAL. LLC 366364435/' SOUTHERN 710423461 FINANCIAL. LLC 366364436/ SOUTHERN 710423463 FINANCIAL LLC X6364436/ SOUTHERN 710423465 F INANCIAt. U.0 381388504/ SOUTHERN 745230;111 FINANCIAL. LLC ExEural FXOneBanDneT otchOpl FXOneBarOneT outhOpl EXOneganOneT ouchOpl ExEuroOpl 21-Nor-2013 20410%42014 25-Nov-2014 2 I-Nen2013 20-11eN-2014 2541ov-2014 21-Nov-2013 2611ov.2014 25-Nov-2014 21-Non2013 20-Nov.2014 254104014 31-Jan-2014 01-May-2014 07-May-2014 (I .030 COD 00; USD (21.000601 USD (21,M0 DOI USD (21 CIX WI USD (10.CCO.0O3 COI USD 101.000.000 JPY 0 JPY 0 JPY 0 JPY 1625600.000 SY SHORT LONG LONG LONG SHORT EUROPEAN EUICPEAN EUROPEAN EtPCPEAN EURCPEAN CALL CALL 1010000 0.0000 0,0000 0.0000 102 5000 ; if• 206 2th 11.65252 9,57534 7,791 14 ;49.74684) Subtotal: (54638 13) Borsonles • Ban WWI Dednens Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Long/ Short Option Style Put/ Call Ref. Entity Not Amt t NotCcy 1 Quantity Unit Price Per Unit Stnke Price MTM(USD) SOUTHERN FINANCIAL, LLC Commodly0p/Eu ro BaseMetal 03-Apr-2014 05-Dec-20I 4 05-Dec-2014 SHORT EURCPEAN CALL XCU i8. ICI, ...13i !AD (5000:1425 0 7.000 0000 (2.X1 41.7!•) 7::: Subtotal: 120;:, 69,4 ?q: Onus Trade ID DealGrouplD Counterparty Trade Type Trade Date Eff. Date Maturity Date NotAmt 1 Not.Ccy 1 Not.Arnt 2 NotCcy 2 DEIPays DBReceives MTM(USD) SOUTHERN FINANCIAL, LLC FixeclCashfletifee 11-Apr.2014 I lapr.2014 24-Arx-2014 13'211630) USD (3' I ,≥97 93i 15/784115 152 Statement ID : Subtotal: 011 9117 9:4.• The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 111749 SDNY_GM_00257933 EFTA01453899