EFTA Document EFTA01453990

it'T • e •an r.. 11,7 17,47M17.7""- :-.1.1PRIMOIRIIIIIF SOUTHERN FINAN Request 182298 x . As of 09 Apr 14 29&2014 Pape 2 or 2 Dsubchs NASA° SOUTHERN FINANCIAL, LW R(4t0lkes Settlement Not.Ccy . . , a Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Ccy Not.Amt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD) SOUTHERN FxEuroCial 21-No/-2013 2040%42014 25-Nov-2014 (1.00D WO COI USD FINANCIAL. LLC SOUTHERN FXOneBatiOneT 21-Nov-2013 20-Nov-2014 2541ov-2014 (21.OOO.00) USD FINANCIAL. LLC otchOpt SOUTHERN FXOneEarOneT 21-Nm-2013 20.11ov.2014 25-Nov-2014 (21,ClXl COI USD FINANCIAL. LLC ouchOpt SOUTHERN FXOneearOneT 21-Nov-2013 20-Nov.2014 254104014 (21.000 WI USD F It4ANCIAL. U.0 ouchOpl SOUTHERN FxEuroOpl 31-Jan-2014 01.May-2014 07-May-2014 (10.000,0(A 001 USD FINANCIAL. LLC 101.000.000 0 0 0 1.025000.000 JPY JPY JPY FY SY SHORT LONG LONG LONG SHORT EUROPEAN EUROPEAN EUROPEAN ELRCPEAN ELRCPEAN CALL CALL 1010000 0.0003 0.0000 0.0000 1025000 :1a0341/( 11118 43 8,96927 7163 85 26.48374i Subtotal: (31 235 59! Cossiodtles • Base NMI Defratfres Long/ Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not Amt 1 Not Ccy 1 Quantity Unit Price Per Unit Stnke Price MTM(USD) SOUTHERN Commodly0pEu 03-Apr-2014 OS-Dec-2014 050ec-2014 SHORT EURCPEAN CALL FINANCIAL. LLC ro BaseMetal XCU (8 7(v) IV III USD (EEO%OIMf25 0 7.0000003 1293.490 CI Subtotal: vi: 49:.; ,1 : Statement ID: 18229820140429_20140430_1 T4 li (324.726.08) The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0111870 SDNY_GM_00258054 EFTA01453990