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sd-10-EFTA01454011Dept. of JusticeOther

EFTA Document EFTA01454011

Deutsche Asset & Wealth Management [Click here to enter addressJ" Dear (Client Namel Tazia Smith Director Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 26th Floor New York. NY 10154 This letter is provided to you as a prospective client of the Asset & Wealth Management (AWM) Key Client Partners (KCP) Desk - US. All services offered by KCP are provided on a strictly non-advised basis. In order to become a client of KCP, please sign and return the FI

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01454011
Pages
1
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0
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Deutsche Asset & Wealth Management [Click here to enter addressJ" Dear (Client Namel Tazia Smith Director Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 26th Floor New York. NY 10154 This letter is provided to you as a prospective client of the Asset & Wealth Management (AWM) Key Client Partners (KCP) Desk - US. All services offered by KCP are provided on a strictly non-advised basis. In order to become a client of KCP, please sign and return the FI

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Asset & Wealth Management [Click here to enter addressJ" Dear (Client Namel Tazia Smith Director Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 26th Floor New York. NY 10154 This letter is provided to you as a prospective client of the Asset & Wealth Management (AWM) Key Client Partners (KCP) Desk - US. All services offered by KCP are provided on a strictly non-advised basis. In order to become a client of KCP, please sign and return the FIN RA 2111 Institutional Suitability Certificate, which accompanies this letter. In addition, we will separately provide you with any additional documentation that we may require in order for you to become a client of KCP. Clients of KCP are also clients of the AWM Private Wealth Management group (WM). Please be aware that WM products and services are distinct and separate from the products and services of KCP. WM will not advise you on products and services provided to you by or through KCP, and in becoming a client of KCP you represent that you will be capable independently of evaluating the investment risks of each transaction made available to you by the KCP Desk, and that you will exercise independent Judgment in evaluating each such transaction, and you will notify us if you are unable to make the preceding representations with respect to any such transaction. If you have any questions regarding the distinction between KCP and WM services or if you wish to learn more about WM, please contact (client facing professional]. To confirm that you accept and understand the matters raised in this letter, please sign and return a copy of this letter to (client facing professional]. Sincerely yours, AWM KCP — US Acknowledged and accepted by: Client Name on behalf of (insert entity name] Secuoties Orfe'ed cogh Deutsche rank Secucit✓.'s Inc Signature Date CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 111904 CONFIDENTIAL SDNY_GM_00258088 EFTA01454011

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