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sd-10-EFTA01454016Dept. of JusticeOther

EFTA Document EFTA01454016

Deutsche Bank Private Wealth Management Option Agreement and Approval Form Please Complete All Sections Account No. &Man NW* Account Type Cash Account Registration 0 Managed Account 0 Discretionary Account 0 Other Individual Name(s) of person(s) other than account owner(s) authorized to place orders for the account: Account and Owner Information (Provide requested information for each account owner ("Client"). Attach supplement to this Agreement if necessary.) fin IMMO E

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Dept. of Justice
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sd-10-EFTA01454016
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Deutsche Bank Private Wealth Management Option Agreement and Approval Form Please Complete All Sections Account No. &Man NW* Account Type Cash Account Registration 0 Managed Account 0 Discretionary Account 0 Other Individual Name(s) of person(s) other than account owner(s) authorized to place orders for the account: Account and Owner Information (Provide requested information for each account owner ("Client"). Attach supplement to this Agreement if necessary.) fin IMMO E

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Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Bank Private Wealth Management Option Agreement and Approval Form Please Complete All Sections Account No. &Man NW* Account Type Cash Account Registration 0 Managed Account 0 Discretionary Account 0 Other Individual Name(s) of person(s) other than account owner(s) authorized to place orders for the account: Account and Owner Information (Provide requested information for each account owner ("Client"). Attach supplement to this Agreement if necessary.) fin IMMO EMI MIMS MOM BUSIES Tv SEM Pr'RTMOMPREIZIMP L)Car,` trn, girl / Cu :.5`, io);;(.rItto! UP:10,1 K Yes K No If yes, please provide the account number(s): Client(s) Financial Information 06 Deut!,,:;..., dank Seucr;;Ies It Approximate koi Worm than $50,000 Salary/Bonus % L gold Net Worn` Excluding Ponca* Rosoclorco 8 Less 550,000 - $99.999 Interest/Dividends • Less than $50,000 0 Less than $50,000 ryo 0 $100003 - $249.999 0 550,000 - $99.999 MI 550.000 - 599,999 0 5250,000 - 5499,999 Other (specify): 5100,000 - $249,999 0 5100,000 - 5249.999 0 5500.000 - 5999.999 % 0 5250,000 - $499,999 • 5250,000 -$499,999 0 $1,000,000 - $2,499,999 % 5500,000 - $999.999 0 5500,000 - $999.999 0 $2,500,000 - 54.999.999 0 $1,000,000 - $2,499,999 0 $1,000,000 - 52,499,9 0/a 0 55.000.000 and over - 0 $2.500.000 - $4,999,999 • $2,500,000 - $4,999.9-' $5,000,000 and over . S5,000,000 and over Investment Experience of Account Owner(s) M ili tr ill n a Options MI Covered Cali Writing Stocks 0 Purchased Options 0 Option Spreads 0 Uncovered Put Writing 0 Uncovered Call Writing 0 None Bonds Commodities listed Stock Index OTC Derivatives Structured Products Other (Specify) Deutsche Bank Securities Inc., a subsidiary of Deutsche Bank AG, conducts investment banking and securities activities in the United Sir. 111114,1011111 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL 09-PWM-0127 OM 14 (05/11) 006404 052711 DB-SDNY-0 111910 SDNY_GM_00258094 EFTA01454016

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