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sd-10-EFTA01454067Dept. of JusticeOther

EFTA Document EFTA01454067

Let's revisit our checklist? Get Joerg and all back involved? (Embedded image moved to file: pic03885.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & wealth Management 345 Park Avenue, 26th Floor New York. NY 10154 Tel. Fax Mobile Email (Embedded image moved to file: pic05271.gif) From: Jay Lipman/db/dbcom To: Kevin Quinn/db/dbcom@OBAMERICAS, Cc: , Tazia Smith/db/ Date: 01/25/2014 03:59 PM Subject: Re: New Capital Markets F

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sd-10-EFTA01454067
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Let's revisit our checklist? Get Joerg and all back involved? (Embedded image moved to file: pic03885.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & wealth Management 345 Park Avenue, 26th Floor New York. NY 10154 Tel. Fax Mobile Email (Embedded image moved to file: pic05271.gif) From: Jay Lipman/db/dbcom To: Kevin Quinn/db/dbcom@OBAMERICAS, Cc: , Tazia Smith/db/ Date: 01/25/2014 03:59 PM Subject: Re: New Capital Markets F

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Let's revisit our checklist? Get Joerg and all back involved? (Embedded image moved to file: pic03885.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & wealth Management 345 Park Avenue, 26th Floor New York. NY 10154 Tel. Fax Mobile Email (Embedded image moved to file: pic05271.gif) From: Jay Lipman/db/dbcom To: Kevin Quinn/db/dbcom@OBAMERICAS, Cc: , Tazia Smith/db/ Date: 01/25/2014 03:59 PM Subject: Re: New Capital Markets Flow Client - Onboarding Package [I] Classification: For internal use only Hi Kevin, I agree that we should put together on-boarding packets for each type of client, I will take ownership of these and work on putting them together. with regards to client set up for capital markets trading, thus far I have only been involved on the AwM/Pcs side (i.e. options, sP's, Fx). As such, I do not have the extensive list of what would be required for Autobahn/Ms set up. I will reach out to the appropriate parties downtown to get this information and provide it as soon as I have it. Thanks Kev Kind Regards, Jay Lipman (Embedded image moved to file: pic20792.gif) Jay Lipman Analyst I Key Client Partners DB Securities Inc Deutsche Asset & wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Mobile Email CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 111984 CONFIDENTIAL SDNY_GM_00258168 EFTA01454067

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