EFTA Document EFTA01454134

Doubts BankA0 e an raup SOUTHERN FINANCIAL, LLC Request 182298 As of 08 May 14 SOUTHERN FINANCIAL, LLC PX • Options Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date NotAmt 1 Not Ccy 1 Not.Arnt 2 Not Ccy 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364436/ SOUTHERN ExEural 21-Nov-2013 20410%42014 2541ov2014 (1.003003 00) USD 101.000.000 JPY SHORT EUROPEAN CALL 1010000 (25.09325) 710423459 FINANCIAL. LLC 366364495) SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.00060) USD 0 JPY LONG EUROPEAN 0.0000 12.923 21 710423461 FINANCIAL. LLC ouch0pl 366364434 SOUTHERN EXOnef3arOneT 21-Nov-2013 26Nov2014 25-Nov-2014 (21,CIXl CO) USD 0 JPY LONG EUROPEAN 0.0000 10.354 29 710423463 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN FXOnet3ananeT 21-No,-2013 20Nov.2014 254lov.2011 121.000 MI USD 0 JPY LONG EtARCPEAN 0.0000 6.18291 710423465 FINANCIAL. LLC ouch0yl Subtotal: 6.36220 amiaddeskalta Long/ Not.Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) 395494367/ SOUTkERPI CommodihOpfu 03-Apr-2014 OFFOK-20I4 OS-Dec-2014 SHORT EUROPEAN CALL XCU 778125395 FINANCIAL. LLC ro EleseMetal te.7W.COD )Dl USD trk 001MT25 0 7.000 0000 (23.5252811i Subtotal: (z35152 88) Statement ID : 182298_20140508_20140509_1 (228,590.69) The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0112083 SDNY_GM_00258267 EFTA01454134