EFTA Document EFTA01454409

e an coup SOUTHERN FINANCAL, LLC Request 182298 As of11 Jun 14 11 Jul 2014 Pap 2 Of 2 Dadochs Bark AO SOUTHERN FINANCIAL, LLC FS- 0piloss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 3663644351 SOUTHERN ExEurcepl 21-Noo-2013 20.No/.2014 25-Nov-2014 (1.(I03 WO C01 USD 101.030.000 RV SHORT EUROPEAN CALL 1010000 ;le 426 57) 710423459 FINAt4CIAL. LLC 366364435/' SOUTHERN 710423461 FINANCIAL. LC FXOneBanDneT ouchOpt 21-Not-2013 20-No/-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUICPEAN 0.0003 10.38669 366364436/ SOUTHERN 710423463 FINANCLAL. LC FXOneBarOneT ouchOpt 21-Nor-2013 20-Nov-2014 25-Nov-2014 (21.030 001 USD 0 JPY LONG EUROPEAN 0.0000 7,747.17 366364436/ SOUTHERN 710423465 FINANCIAL. LC EXOnef3anOneT ouchOpt 21-Nov-2013 20-Nov-2014 25-Nov-2014 121.0AI 061 USD 0 JPY LONG EtPCPEAN 0.0000 5,69697 407339131/ SOUTHERN ExEuroOpl 06-Jun-2014 08-Sep-2014 10-Sep-2014 10.000.03000 EUR (13,450.000 03) USD SHORT EIPICKAN PUT 1.3450 (115,561:0) 806424249 FINANCIAL. LLC 407339131/ SOUTHERN F)EuroCp1 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,00000000 EUR (13.800,000.00) USD LONG ELRCPEAN CALL 1,3803 51.211 911 806424264 FINANCIAL, LLC Subtotal (i12945 4:-.• CessedIdas - Bite Natal Dedvalwes Long/ Notecy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style PuV Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) 395494367/ SOUTHERN 778125395 FINANCIAL, LLC CommodlyOptEu ro BaseMetal 03-Apr-2014 05.Dec-2014 05-Dec-2014 SHORT EURCPEAN CALL XCU 18 TEO,Ca ym USD 150 00)MT25 0 7.000 0003 (233 V:391) Subtotal: T.,?.:41.3 Total: (296,359.33) Statement ID : 182298_20140611_20140612_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0112494 PROT1 PROT0