EFTA Document EFTA01454727

e an SOUTHERN FINAN Request 182298 r As of 08 Jul 14 08Jul 2014 Paps 2 Of 2 Desists Bank AO SOUTHERN FINANCIAL, LLC itS • Opass Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435, SOUTHERN FxEuroCpl 21-No0.2013 20-Nov2014 25-Nov-2014 (1.000(030T, USD 101.030.000 PT SHORT EUROPEAN CALL 1010000 ; ne,ok..!) 710423459 FINAt4CIAL.LLC 3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 20-Nov-2014 25-Nov.2014 (21.OOO00) USD 0 PT LONG EUROPEAN 0.0000 9.21990 710423461 FINANCIAL. LLC ouchOpt 366364436r SOUTHERN FXOne8arOneT 21-Nov-2013 20-Nov2014 25-Nov-2014 (21.030 00) USD 0 PT LONG EUROPEAN 0.0000 6234.61 710423463 FiNANCIAL.LLC ouchOpt 366364436/ SOUTHERN FXOnef3arOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 (21.000061 USD 0 F? LONG EUROPEAN 0.0000 4,17097 710423465 FINANCIAL. U.0 ouchOpt 407339131/ SOUTHERN FiEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.000.03000 EUR (13450.000 00) USD SHORT EUROPEAN PUT 1.3450 ;460 `f,9I 806424249 FINANCIAL. LLC 407339131/ SOUTHERN ExEuroCpt 06.Jun-2014 08-Sep-2014 10-Sep-2014 10,000000 OD EUR 03.800,000.00) LSD LONG EUROPEAN CALL 1.3803 35.03998 806424264 FiNANCIAL.LLC Subtotal: (7 672 76! !SAM (7,672.76) Statement ID : 182298_20140708_20140709_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 113047 PROT1 PROT0