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sd-10-EFTA01454801Dept. of JusticeOther

EFTA Document EFTA01454801

Account RM Description Trade Date ISC (USD) Total RC (USD) KCP RC (USD) Epstein Morris USDCAD Call Spread 1/17/2014 8,900 Epstein Morris USDJPY 3mo Call 1/31/2014 13,000 Epstein Morris USDCAD Unwind 3/6/2014 5,000 Epstein Morris USDRUB Binary 3/13/2014 3,250 1,625 Epstein Morris WTI Risk Reversal* 3/13/2014 3,450 Epstein Morris Copper Call 4/3/2014 2,500 1,250 Epstein Morris NationWide" 4/15/2014 TBD Epstein Morris EURUSD Risk Reversal 6/6/2014 0

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Dept. of Justice
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sd-10-EFTA01454801
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Account RM Description Trade Date ISC (USD) Total RC (USD) KCP RC (USD) Epstein Morris USDCAD Call Spread 1/17/2014 8,900 Epstein Morris USDJPY 3mo Call 1/31/2014 13,000 Epstein Morris USDCAD Unwind 3/6/2014 5,000 Epstein Morris USDRUB Binary 3/13/2014 3,250 1,625 Epstein Morris WTI Risk Reversal* 3/13/2014 3,450 Epstein Morris Copper Call 4/3/2014 2,500 1,250 Epstein Morris NationWide" 4/15/2014 TBD Epstein Morris EURUSD Risk Reversal 6/6/2014 0

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Account RM Description Trade Date ISC (USD) Total RC (USD) KCP RC (USD) Epstein Morris USDCAD Call Spread 1/17/2014 8,900 Epstein Morris USDJPY 3mo Call 1/31/2014 13,000 Epstein Morris USDCAD Unwind 3/6/2014 5,000 Epstein Morris USDRUB Binary 3/13/2014 3,250 1,625 Epstein Morris WTI Risk Reversal* 3/13/2014 3,450 Epstein Morris Copper Call 4/3/2014 2,500 1,250 Epstein Morris NationWide" 4/15/2014 TBD Epstein Morris EURUSD Risk Reversal 6/6/2014 0 0 0 Epstein Morris Copper Call Unwind 7/2/2014 1,250 625 *Euros converted at 1.38 " Andrew McNeiil LFRNFIN2 30,350 7,000 3,500 OTC Total: 33,850 Listed Total: 57,686 Total: 91,536 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 113167 SDNY_GM_00259351 EFTA01454801

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