EFTA Document EFTA01455021

PO By 1776. Baltimore MD 2I20.3 Dubuc Bank Matt WIN LUNgenem we Nu (saw GM* OesTE Oak SCOUNON NeriVolOike 341M *Newt be, PM. *et BY 10154 (212141WMA. Ns% 21114034 Statement Period: 07101/2014 0713112014 Schedule of Realized Gains and Losses Current Period (continued) Adjustments to cost basis can be mace after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-8 or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from sources believed to be rebable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold short or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Please refer to the Your Account Information Section in your brokerage account statement for your accounts existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your accounts selected tax lot method will be used to determine the cost basis for calculating gain andior loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS F011111099-B. Messages Although a money market mutual fund seeks to preserve the value of your investment al $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds cradled to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for addtlonal information. Federal Deposit Insurance Corporation (FDIC)4nsured Bank Deposits are not protected by Securities Investor Protection Corporation(SIPC). For disclosure of rates for DVVS money market funds, please visit the DWS Investments website at httpslAwnv.dws-investments.corrIEN/productsimoney-market-funds-yields.isp. Please note that all money market funds listed on the website may not be offered through us. Deutsche Bank has combined its asset and wealth management operationsaincluding Deutsche Bank Alex. Brownainto a single division operating under the Deutsche Asset & Wealth Management brand and future communications will reflect this change. Your account wit continue to be serviced by and securities will continue to be offered through Deutsche Bank Securities Inc.. a registered broker-dealer and investment adviser, which conducts investment banking and securities activities in the United States. Deutsche Bank Securities Inc. is a member of FINRA, NYSE and SIPC. The new brand name has no effect on your account Your portfolio and holdings will not change as a result of the rebranding. Account Number: E HAZE TRUST GO paperless Rota? ELCIONd f very vsr tones U)O7 CALOAR RATED COMNIUN iCATPC46 [PCPUENC? Page 7 of 12 r•nrire.: risr=1 PWW4111 tr.. • Gatos., ars lawn...ant... ...wenn.- M:" -- tion• •••••••-: e•n• •a• • • 4, n •.• a sr. CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113534 CONFIDENTIAL SDNY_GM_00259718 EFTA01455021