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sd-10-EFTA01455288Dept. of JusticeOther

EFTA Document EFTA01455288

Email [email protected] From: Tazia Smith [[email protected] Sent: 8/25/2014 12:04:46 PM To: [email protected] CC: Nay Gupta [[email protected]); Paul Morris [[email protected] Richard Kahn [email protected]; Vahe Stepanian [email protected]) Subject: Re: EURUSD Matrix IC) Attachments: JE - FX Option Matrix.xlsx; pic14858.gif; pic28903.gif; pic17110.gif; pic17766.gif Classification: Confidential Jeffrey - 88.1 bps usD offer for sept. 1.32 put sep 25 = S79,50

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sd-10-EFTA01455288
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Email [email protected] From: Tazia Smith [[email protected] Sent: 8/25/2014 12:04:46 PM To: [email protected] CC: Nay Gupta [[email protected]); Paul Morris [[email protected] Richard Kahn [email protected]; Vahe Stepanian [email protected]) Subject: Re: EURUSD Matrix IC) Attachments: JE - FX Option Matrix.xlsx; pic14858.gif; pic28903.gif; pic17110.gif; pic17766.gif Classification: Confidential Jeffrey - 88.1 bps usD offer for sept. 1.32 put sep 25 = S79,50

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Email [email protected] From: Tazia Smith [[email protected] Sent: 8/25/2014 12:04:46 PM To: [email protected] CC: Nay Gupta [[email protected]); Paul Morris [[email protected] Richard Kahn [email protected]; Vahe Stepanian [email protected]) Subject: Re: EURUSD Matrix IC) Attachments: JE - FX Option Matrix.xlsx; pic14858.gif; pic28903.gif; pic17110.gif; pic17766.gif Classification: Confidential Jeffrey - 88.1 bps usD offer for sept. 1.32 put sep 25 = S79,500 x 588,100 Oct 27 a 5117,300 x $121,900 Nov 25 = $147,000 x 153,100 this is on 10m eur notional spot ref 1.3193 (See attached file: JE - FX Option Matrix.xlsx) (Embedded image moved to file: pic14858.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & wealth Management 4 New York, NY, USA (Embedded image moved to file: pic28903.gif) From: "jeffrey E." <[email protected] To: Tazia Smith/db/dbcom@OBAMERICAS, Cc: Richard Kahn <richardkahn120gmail.com>, Paul morris/db/dbcomODBAmERIcAs, Nav Gupta/db/dbcomODBEMEA, vahe stepanian/db/dbcom@DBAmericas Date: 08/25/2014 11:55 Am Subject: Re: EURUSD Matrix [C] im looking at 132 puts again , i think this must be a typo, mistake screw up. On Mon, Aug 25, 2014 at 11:46 AM, Tazia Smith [email protected], wrote: Classification: Confidential CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 113986 CONFIDENTIAL SDNY_GM_00260170 EFTA01455288

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, vahe Stepanian/db/dbcom@DBAMERICAS, Stewart Oldfiel d/db/dbcom@DBAMERICAS Dat 10/28/2014 11:36 AM e: Sub Re: [C] jec t: classification: confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently S24, we're working aggressively at that level. Please let us know if you want us to bid higher. (Embedded image moved to file: pic21461.gif) From Tazia Smith/db/dbcom To: "jeffrey E." <[email protected]>, Cc: Daniel Sabba db/dbc

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From Tazia Smith To: "Jeffrey E." <[email protected]> Cc: Richard Kahn Daniel Sabba Va e Stepanian , Paul Morris Date 10/28/2014 10:57 AM Subj Re: [c] ect: Classification: confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. (Embedded image moved to file: pic18931.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth management 345 Park Avenue, 10154-0004 New York, NY, USA Tel.

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