EFTA Document EFTA01455379

SOUTHERN " 4 ... Pdgi: 7 Of 2 Deutichs Bank AG SOUTHERN FINANCIAL, LLC Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Opbon Style Put/ Call Strike Price MTM(USD) 366364436/ SOUTHERN ExEurcepl 21-Nov.2013 20.11ov.2014 25-Nov-2014 (1660 D00001 USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 :≥.9 322 27I 710423459 3663644' 710423461 366364436/ 710423463 366364436/ 710423465 FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC FXOneBanDneT ouchCpl FXOne8arOneT ouchOpt EXOneganOneT ouchOpt 21-Nov-2013 21-Nov-2013 21-Nov-2013 20-Nov-2014 20-Nov2014 20.Nov.2014 25.11ov.2014 25-Nov-2014 254104014 (21.000.60) (21,M0.00) (21.000 MI USD USD USD 0 0 0 JPY JPY Fr LONG LONG LONG ELFtCPEAN EUROPEAN EURCPEAN 0.0000 0.000D 0.0000 1920.19 1241.74 811.54 407339131/ SOUTHERN ExEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13.450.000 03) USD SHORT El..RCPEAN PUT 1 3450 (312.12958) 806424249 FINANCIAL. LLC 407339131/ SOUTHERN FvEurcCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000000 00 EUR 03.800000.00) USD LONG EIACCIAN CALL 1,3860 0.00 0:6424264 FINANCIAL, LLC 418822243! SOUTHERN EkuroOpt 12-Aug-2014 12-Aug-2015 14-Aug-2015 75,000,CC000 USD (462.000,0W.00) Chit SHORT EUROPEAN PUT 6.1660 247,763.41) 834462396 FINANCIAL. LLC 422628547/ SOUTHERN FxEuroOpl 02-Sep2014 08.Sep-2014 10Sep2014 (10.01.7.00); EUR 13.450.000 00 USD LONG ELRCPEAN PUT 1 3450 (7,87288) 843486153 FINANCIAL. LLC Subtotal: 003.1106) ISetal: (603,11418) Statement ID: 182298_20140903_20140904_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0114104 SDNY_GM_00260288 EFTA01455379