EFTA Document EFTA01455521

e an SOUTHERN FINAN Request 182298 As of 11 Sep 14 I h. ate. It Sep 2014 Paps 2 Of 2 Deulths Bat AO SOUTHERN FINANCIAL, LLC OS • Oplbss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435, SOUTHERN FxEurcepl 21-Nov.2013 20-Nov2014 25-Nov-2014 (1.0000000) USD 101,000.000 RV SHORT EUROPEAN CALL 101 COCO 'J.:1 C.2? CC? 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBeiOneT 21-Nov-2013 20-Nov-2014 25-Nov.2014 (21.00000) USD 0 FY LONG EUICPEAN 0.000D 1.17735 710423461 FINANCIAL. LLC ouch0p1 366364436/ SOUTHERN FXOnegarOneT 21-Nov-2013 20.Nov2014 25-Nov-2014 (21,M0 DOI USD 0 FY LONG EUROPEAN 0,000D 791.75 710423463 FINANCIAL. LC suchOpt 366364436/ SOUTHERN FXOnel3anOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000 001 USD 0 PY LONG EtPCPEAN 0.0000 535.83 710423465 FINANCIAL.U.0 suchOpt 418822243/ SOUTHERN FxEuroOpt 12-Mg-2014 12-Aug-2015 14-A g-2015 75.00000000 USD (462.000.003 00) aft SHORT EIPCPEAN PUT 6.1600 ;231 403 Pr2i 8344623% FINANCIAL. LLC Subtotal: (314.02 77) Baal: (314,432.77) Statement ID: 18229829140911_20140912_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0114327 SDNY_GM_00260511 EFTA01455521