EFTA Document EFTA01455575

e an SOUTHERN FINAN Request 182298 As of 18 Sep 14 I h. 18 Sep 2014 Page 2 0(2 MSS* Bat AO SOUTHERN FINANCIAL, LLC OS • Oplbss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 3663644361 SOUTHERN FxEunal 21-Ner-2013 20410).42014 25-tlov-2014 (1,000 CO3 CIO: USD 101.030.000 JPY SHORT EUROPEAN CALL 101 0000 :7°26376) 710423459 FINANCIAL. LLC 3663644XJ SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25.11o.r.2014 (21.00000) USD 0 JPY LONG EUICPEAN 0.0003 366.65 710423461 FINANCIAL. LLC oithOpt 366364436/ SOUTHERN FXOne8arOneT 21-Nov.2013 2011ov.2014 25-Nov-2014 (21,M0 00) USD 0 JPY LONG EUROPEAN 0.0000 228.66 710423463 FINANCIAL. LC ouchOpt 366364436/ SOUTHERN FXOne8anOneT 21-Noy-2013 20-Noy.2014 26Noy.2014 121.000 001 USD 0 FY LONG ElRCPEAN 0.0000 146.49 710423465 F HAUCK. U.0 ouchOpl 418822243/ SOUTHERN FxEuroOpt 12-Aug-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462600.000 00) CFH SHORT EI-RCPEAN PUT 6.1600 :2:..6.869 73) 8344623% FINANCIAL. LLC Subtotal: (2754316?: Etat (275,401.69) Statement ID: 18229829140918_20140919_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0114417 SDNY_GM_00260601 EFTA01455575