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sd-10-EFTA01455577Dept. of JusticeOther

EFTA Document EFTA01455577

From: Tazia Smith Sent: 9/19/2014 8:45:34 AM To: jeffrey epstein [email protected] CC: Paul Morris ; Vahe Stepanian ; MG Rich Kahn > Subject: Alloc [Cl Classification: Confidential Jeffrey - You were allocated 2.000 Alibaba (BABA) at $68. TDS Tazia Smith Director Key Client Partners - US Deutsche Bank Securities. Inc. Deutsche Asset & Wealth Management New York. NY 10154 Tel: Mobile: Fax: E-mail: From: Nate Hall Sent: 09/19/2014 03:42 AM GMT Subject: *** PRI

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Dept. of Justice
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sd-10-EFTA01455577
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From: Tazia Smith Sent: 9/19/2014 8:45:34 AM To: jeffrey epstein [email protected] CC: Paul Morris ; Vahe Stepanian ; MG Rich Kahn > Subject: Alloc [Cl Classification: Confidential Jeffrey - You were allocated 2.000 Alibaba (BABA) at $68. TDS Tazia Smith Director Key Client Partners - US Deutsche Bank Securities. Inc. Deutsche Asset & Wealth Management New York. NY 10154 Tel: Mobile: Fax: E-mail: From: Nate Hall Sent: 09/19/2014 03:42 AM GMT Subject: *** PRI

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Tazia Smith Sent: 9/19/2014 8:45:34 AM To: jeffrey epstein [email protected] CC: Paul Morris ; Vahe Stepanian ; MG Rich Kahn > Subject: Alloc [Cl Classification: Confidential Jeffrey - You were allocated 2.000 Alibaba (BABA) at $68. TDS Tazia Smith Director Key Client Partners - US Deutsche Bank Securities. Inc. Deutsche Asset & Wealth Management New York. NY 10154 Tel: Mobile: Fax: E-mail: From: Nate Hall Sent: 09/19/2014 03:42 AM GMT Subject: *** PRICING DETAILS *** JOINT BOOKRUN IPO *** ALIBABA GROUP (NYSE: BABA) *** APPROVED FOR EXTERNAL DISTRIBUTION *** *** APPROVED FOR EXTERNAL DISTRIBUTION *** Issuer: Alibaba Group Holding Limited Symbol: BABA Deal size: 320,106,100 shares (38% primary / 62% secondary) plus 15% greenshoe (54% primary / 46% secondary) Offer price: $68.00 Exchange: NYSE Trade date: 9/18 Settlement date: 9/24 Bookrunners: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 114420 CONFIDENTIAL SDNY_GM_00260604 EFTA01455577

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