EFTA Document EFTA01455606

Email tazia.smit com To: Cc: Date: Subject: "jeffrey E." <[email protected], Richard Kahn <richardkahn12Ogmail.com> 09/19/2014 10:22 AM [C] classification: confidential got it (Embedded image moved to file: pic11560.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & wealth Management New York, NY, USA (Embedded image moved to file: pic21047.gif) From: "jeffrey E." <[email protected]> To: Tazia Smith/db/dbcom@DBAMERICAS, Richard Kahn <[email protected]>, Date: 09/19/2014 10:20 AM subject: Re: Alibaba update S80-83, buy imbalance [c] sell 1000 jan 42 bk calls at 1.20 On Fri, Sep 19, 2014 at 10:10 AM, Tazia Smith <tazia.smithedb.com> wrote: classification: confidential Jeffrey - Alibaba not open yet, looking 580-83 last (vs. $68 price), but still on a buy imbalance on the NYSE. will keep you posted. Let us know if this is something you want to sell, hold or add. Best Regards, Tazia From Tazia Smith/db/dbcom CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114461 CONFIDENTIAL SDNY_GM_00260645 EFTA01455606