EFTA Document EFTA01455688

e an SOUTHERN FINAN Request 182298 As of 29 Sep 14 I h. 29 Sep 2014 Page 2 0(2 Deulths Bat AO SOUTHERN FINANCIAL, LLC PS • Oplbss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 3663644361 SOUTHERN FxEurcept 21-No./.2013 20410%42014 2611ov-2014 ( TOGO CO3 Cril USD 101.030.000 FY SHORT EUROPEAN CALL 1010000 :In 2'X C6! 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 20-Nov-2014 2541ov.2014 (21.000.00) USD 0 JPY LONG EUICPEAN 0.0003 26537 710423461 FINANCIAL. LLC otchOpt 366364436/ SOUTHERN FXOne8arOneT 21-No/-2013 2011ov.2014 25-Nov-2014 (21,MO DOI USD 0 JPY LONG EUROPEAN 0.0000 170.93 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN FXOnef3arOneT 21-Nov-2013 20-Nov.2014 26004014 121.000 001 USD 0 FY LONG EtPCCEAN 0.0000 110.48 710423465 FINANCIAL.U.0 ouchOpt 418822243/ SOUTHERN FxEuroOpl 12-Aug-2014 12-Aug-2015 14-Aug-2015 75.00000000 USD (462000.000 00) C144 SHORT ELRCPEAN PUT 6.1600 ,!83.89 763) 8344623% FINANCIAL. LLC Subtotal: (245 64":. :4): Baal: (245.649.90) Statement ID: 18229829140929_20140930_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0114596 SDNY_GM_00260780 EFTA01455688