EFTA Document EFTA01455695

e an SOUTHERN FINAN Request 182298 As of 01 Oct 14 I h. AIMS 010a 2014 Page 2 Of 2 Deulths Bat AO SOUTHERN FINANCIAL, LLC OS • Oplbss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364436' SOUTHERN ExEurcepl 21-Noo-2013 20-Nov-2014 25-Nov-2014 (LOCO CO3 CO, USD 101,000.000 RV SHORT EUROPEAN CALL 1010000 :10 ?Al 5.5? 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 20-Nor-2014 25-Nov-2014 (21.00060) USD 0 JPY LONG EUROPEAN 0.0003 238.44 710423461 FINANCIAL. LLC ouotiOpt 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 2011ov2014 25-Nos-2014 (21,M0 00) USD 0 JPY LONG EUROPEAN 0.0000 154 43 710423463 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN EXOnel3atOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000 001 USD 0 JPY LONG EtPCPEAN 0.0000 100.31 710423465 FINANCIAL.U.0 ouchOpt 418822243/ SOUTHERN FoEuroOpl 12-Aug-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462.000.003 00) CPI si-au ELFICKAN PUT 6.1600 (200.918.113 8344623% FINANCIAL. LLC Subtotal: (278.75151! Baal: (278,751.51) Statement ID: 18229829141001_201410021 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0114606 SDNY_GM_00260790 EFTA01455695