EFTA Document EFTA01455699

ANS 020:t 2014 Pap 2 Of 2 Deulths Bank AO SOUTHERN FINANCIAL, LLC a -00m Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435, SOUTHERN FxEurcepl 21.Nor-2013 20.Nov.2014 25.11ov.2014 (1.0031203 CO, USD 101,000.000 FY SHORT EUROPEAN CALL 1010000 ;69 CS.QCCI 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 20-Nov-2014 25-Nov.2014 (21.000.00) USD 0 JPY LONG EUICPEAN 0.0000 343.89 710423461 FINANCIAL. LLC owhOpt 366364436/ SOUTHERN FXOnef3arOneT 21-Nov-2013 20-Nov2014 25-Nov-2014 121,M0 DOI USD 0 JPY LONG EUROPEAN 0.0000 218.56 710423463 FINANCIAL LLC ouchOpt 366364436/ SOUTHERN FXOnef3arOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000 MI USD 0 FY LONG EtPCPEAN 0.0000 139.45 710423465 FINANCIAL.U.0 ouchOpt 418822243/ SOUTHERN FxEuroOpt 12-Aug-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462.000.000 00) CM-I SHORT ELRCPEAN PUT 6.1600 ;2:6 X.-,9 Olt 8344623% FINANCIAL. LLC Subtotal: (268 566 17) Etat (268,666.17) Statement ID: 18229820141002_201410031 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0114611 SDNY_GM_00260795 EFTA01455699