EFTA Document EFTA01455800

e an SOUTHERN FINAN Request 182298 As of 14 Oct 14 I h. AIMS 14 Oct 2014 Page 2 Of 2 Deulths Bat AO SOUTHERN FINANCIAL, LLC OS • Oplbss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 3663644361 SOUTHERN FxEurcepl 21-Nov.2013 20.Nov.2014 25.11ov-2014 (1.000 COD CV, USD 101,000.000 FY SHORT EUROPEAN CALL 1010000 :fii 8SQ1.....” 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBsiOneT 21-Nov-2013 20-Nov-2014 25-Nov.2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0000 416.61 710423461 FINANCIAL. LLC oichOpt 366364436/ SOUTHERN FXOnegarOneT 21-Nov-2013 20.Nov2014 25-Nov-2014 (21,000 COI USD 0 JPY LONG EUROPEAN 0.00DD 254.70 710423463 FINANCIAL. LC ouchOpt 366364436/ SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000 001 USD 0 JPY LONG EtPCPEAN 0.0000 156.36 710423465 FINANCK.U.0 ouchOpt 418622243/ SOUTHERN FxEuroOpt 12-Mg-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462.000.003 00) CM-I SHORT EIPCPEAN PUT 6.1603 (25143927) 8344623% FINANCIAL. LLC Subtotal: (316534 13: Baal: (316,504.13) Statement ID: 18229829141014_201410151 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0114788 SDNY_GM_00260972 EFTA01455800