EFTA Document EFTA01455844

e an SOUTHERN FINAN Request 182298 it, As of 16 Oct 14 ANDS 160:0014 Page 2 Of 2 Deets:he Bank AO SOUTHERN FINANCIAL, LLC IM-Olabas Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 3663644361 SOUTHERN FxEurcepl 21-Noy-2013 20-Nov-2014 25-Nov-2014 ( LOCO CO3 COI USD 101.%0.000 FY SHORT EUROPEAN CALL 1010000 ;4895°331 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0003 937.45 710423461 FINANCIAL. LLC ouci0pl 366364436/ SOUTHERN FXOne8arOneT 21-Nov-2013 20-Nov2014 25-Nov-2014 (21,M0 00) USD 0 JPY LONG EUROPEAN 0.0030 595.81 710423463 F NANCIAL . LLC ouchOpt 366364436/ SOUTHERN FXOnet3anOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 1.21.01% MI USD 0 JPY LONG EtACCEAN 0.0000 380.59 710423465 F INANCIAL. U.0 ouchOpl 418822243/ SOUTHERN FxEuroOpl 12-Mg-2014 12-Aug-2015 14-Aug-2015 75.00000000 USD (462.000.00000) CM-I SHORT ELRCPEAN PUT 6.1603 ;2 ? 6 229 t'et 8344623% FINANCIAL. LLC Subtotal: (283.28504; Baal: (283,285.04) Statement ID: 18229829141016_201410171 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0114842 SDNY_GM_00261026 EFTA01455844