EFTA Document EFTA01455887

e an SOUTHERN FINAN Request 182298 it, As of 21 Oct 14 210ct 2014 Paps 2 Of 2 Deulths Bank AO SOUTHERN FINANCIAL, LLC OS-00m Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435, SOUTHERN ExEural 21-Nov-2013 20-Nov-2014 25-Nov-2014 (1.000 CO3 CV, USD 101.U.000 JPY SHORT EUROPEAN CALL 1010000 ;`..369:!17! 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBsiOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUICPEAN 0.0000 379.59 710423461 FINANCIAL. LC oichOpt 366364436/ SOUTHERN FXOnegarOneT 21-Nov-2013 20.Nov.2014 25-Nov-2014 (21,M0 00) USD 0 JPY LONG EUROPEAN 0.0000 223.06 710423463 FINANCIAL. LC ouchOpl 366364436/ SOUTHERN EXOnef3anOneT 21-Nov-2013 20-Nov-2014 25.Nov.2014 121.000 001 USD 0 JPY LONG EtPCPEAN 0.0000 131.58 710423465 FINANCK.U.0 ouchOpt 418822243/ SOUTHERN ExEuroOpl 12-Aug-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (4szocro.000 oo) cmi SHORT EIPCPEAN PUT 6.1600 ;274 923 e..5] 8344623% FINANCIAL. LLC Subtotal: (3278% 59) Baal: (327879.59) Statement ID: 18229820141021_201410221 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0114896 PROT1 PROT0