EFTA Document EFTA01455899

e an SOUTHERN FINAN Request 182298 As of 22 Oct 14 I h. 220:t 2014 Peps 2 Of 2 Deulths Bat AO SOUTHERN FINANCIAL, LLC PS • Oplbss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 36636443S, SOUTHERN FxEurcepl 21-Nov.2013 20-Nov-2014 25-Nov-2014 (LOCO CO3 CV, USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 ;CC C -o -.....!! 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 2041eN.2014 2541ov.2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0003 210.70 710423461 FINANCIAL. LLC otchOpt 366364436/ SOUTHERN FXOneBarOneT 21-Nor.2013 2011ok2014 25-Nov-2014 (21,0/00.00) USD 0 JPY LONG EUROPEAN 0.0000 120.59 710423463 FINANCIAL LLC ouchOpt 366364436/ SOUTHERN FXOnef3anOneT 21-Nov-2013 28Nov.2014 25.Nov.2014 121.000 MI USD 0 JPY LONG EUROPEAN 0.0000 69.16 710423465 FINANCIAL.U.0 ouchOpt 418822243/ SOUTHERN FxEuroOpt 12-Aug-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462000.000 00) CM-I SI-IORT ELRCPEAN PUT 6.1600 ;270 466 6.14 8344623% FINANCIAL. LLC Subtotal: (3280817'; Baal: (328,081.71) Statement ID: 18229820141022_201410231 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0114911 PROT1 PROT0