EFTA Document EFTA01455925

Dsubchs Bark AO SOUTHERN FINANCIAL, LLC ,.. 27 Oct 2014 Page 2 Of 2 R. Opens Counterparty SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL.U.0 SOUTHERN FINANCIAL. LLC Trade Type Trade Date Maturity Date Settlement Date NotAmt 1 Not.Ccy 1 Not.Amt 2 Not.Ccy 2 Long/ Short Option Style Putt Call Strike Price MTM(USD) ExEurcepl 21-Noo-2013 20.Nov.2014 25-Nov-2014 (1.00D WO 00; USD 101,000.000 JPY SHORT EUROPEAN CALL 1010000 62.35892! FX0n443atOneT 21-Nov-2013 20-Nov-2014 25-flov-2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.000D 92.88 oichOpt FXOnef3arOneT 21-No/.2013 2041ov2014 25-Nov-2014 (21.030.00; USD 0 JPY LONG EUROPEAN 0.0000 48.78 ouchOpt EXOnef3anOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 (21.000 001 USD 0 FY LONG EtPCPEAN 0.0000 25.59 ouchOpt ExEuroOpl 12-Aug-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462.000.003 00) CM-I SHORT ELRCPEAN PUT 6.1600 ;250 109 tki Subtotal: (352.331 Z?) 1St Statement ID (352.301.22) The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114947 CONFIDENTIAL SDNY_GM_00261131 EFTA01455925