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sd-10-EFTA01455938Dept. of JusticeOther

EFTA Document EFTA01455938

From: Tazia Smith Sent: 10 28 2014 11:10:24 AM To: CC: Daniel Sabba I; Vahe Stepanian I I; Paul Morris Subject: Fw: (C) Classification: Confidential Rich - recall we had him buy the Citi 6.875% (Citi K) preferred back in Feb, in Haze. Does he want this purchase in Haze too? Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 54-0004 New York, NY, USA Email Pasiceitrc..itr Perform. — Forwarded by Tazia Smithld

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Dept. of Justice
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sd-10-EFTA01455938
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From: Tazia Smith Sent: 10 28 2014 11:10:24 AM To: CC: Daniel Sabba I; Vahe Stepanian I I; Paul Morris Subject: Fw: (C) Classification: Confidential Rich - recall we had him buy the Citi 6.875% (Citi K) preferred back in Feb, in Haze. Does he want this purchase in Haze too? Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 54-0004 New York, NY, USA Email Pasiceitrc..itr Perform. — Forwarded by Tazia Smithld

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Tazia Smith Sent: 10 28 2014 11:10:24 AM To: CC: Daniel Sabba I; Vahe Stepanian I I; Paul Morris Subject: Fw: (C) Classification: Confidential Rich - recall we had him buy the Citi 6.875% (Citi K) preferred back in Feb, in Haze. Does he want this purchase in Haze too? Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 54-0004 New York, NY, USA Email Pasiceitrc..itr Perform. — Forwarded by Tazia Smithldbldbcom on 1Q'261201411.08 AM — Fronv Tazia Smithtdb/dboom To• lettrey E.' leevaeationegmancom>, Cc. Daniel SabbarclI Paul Morris. Richard Kahn VaheStepaniailIMENIM Ckste. 10/28/2014 11:003AM Subject: Re: [C] Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114964 CONFIDENTIAL SDNY_GM_00261148 EFTA01455938

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