EFTA Document EFTA01455941

From: Sent: To: CC: Tazia Smith 10/28/2014 11:10:24 AM ; Vahe Stepanian I I. Paul Morris Subject: Fw: (C) Attachments: pic21586.gif; pic18957.gif; pic02852.gif; pic03580.gif; pic27726.gif; pic12599.gif Classification: confidential Rich - recall we had him buy the Citi 6.875% (Citi K) preferred back in Feb, in Haze. Does he want this purchase in Haze too? (Embedded image moved to file: pic21586.gif) Tazia Smith Director I Key client Partners - US DB Securities Inc Deutsche Asset & wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. + (Embedded image moved to file: pic18957.gif) Forwarded by Tazia Smith/db/dbcom on 10/28/2014 11:08 AM From: Tazia Smith/db/dbcom To: "jeffrey E." <[email protected]>, Cc: Daniel Paul Morris, Richard Kahn < , Vahe Stepanian/db Date: 10/28/2014 11:06 AM Subject: Re: [C] classification: confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? (Embedded image moved to file: pic02852.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114967 CONFIDENTIAL SDNY_GM_00261151 EFTA01455941