EFTA Document EFTA01455984
From: on behalf of Sent: To: CC: Subject: Attachments: Ian Hearn [ DeAWM-WM DerivativeDocs [ 10/29/2014 5:00:47 PM Amanda Kirby DeAWM-WM DerivativeDocs I I; Paul Morris Stepanian Re: Fw: Part Two - Dodd Frank Initial Margin Segregation Rule - Client Segregation Election Notice ICI pic28316.gif; pic08920.gif classification: confidential Hi Amanda, thank you for the below. can you advise if you also have the Responsible office document signed for both clients as both forms are
Summary
From: on behalf of Sent: To: CC: Subject: Attachments: Ian Hearn [ DeAWM-WM DerivativeDocs [ 10/29/2014 5:00:47 PM Amanda Kirby DeAWM-WM DerivativeDocs I I; Paul Morris Stepanian Re: Fw: Part Two - Dodd Frank Initial Margin Segregation Rule - Client Segregation Election Notice ICI pic28316.gif; pic08920.gif classification: confidential Hi Amanda, thank you for the below. can you advise if you also have the Responsible office document signed for both clients as both forms are
Ask AI About This Document
Extracted Text (OCR)
Related Documents (6)
EFTA Document EFTA01459774
EFTA Document EFTA01474571
Subject: FW: Amanda From: Paul Morris ‹ > Date: Thu, 10 Sep 2015 20:10:12 -0400 To: Amanda Kirby ‹ > Coordination is below expectations, let's talk tomorrow. Thank you Original Message From: Richard Kahn [ Sent: Thursday, September 10, 2015 07:56 PM Eastern Standard Time To: Paul Morris Cc: Darren Indyke; Bella Klein Subject: Amanda Has she moved teams? If so feel it would be more appropriate to find out via phone call rather than when we send her a wire request Lets talk tomorro
EFTA Document EFTA01474808
EFTA Document EFTA01357938
EFTA Document EFTA01471557
Subject: RE: Inquiry regarding Acct# Case # 118954 [I] From: Tammy Mcfadden <=I > Date: Mon, 03 Nov 2014 12:06:56 -0500 To: Amanda Kirby AMLCompliance Inquiries Cc: AMLCompliance Inquiries Paul Morris < Classification: For internal use only Hello Amanda — NEW YORK STRATEGY GROUP, LLC, Thank you for your prompt responses. I appreciate your assistance. Kind regards, Tammy From: Amanda Kirby Sent: Monday, November 03, 2014 11:32 AM To: AMLCompliance Inquiries Cc: AMLCompliance Inq
EFTA Document EFTA01381105
From: Ariane Dwyer Sent: 9/3/20)5 3:47:02 PM To: Darren Indyke ; Richard Kahn CC: Daniel Sabba I; Vahe Stepanian Stewart Oldfield I Paul Morris Subject: ISDA Amendments ICI Attachments: Southern Financial LLC - Amendment Agreement - First Draft.doc; Southern Trust Company Inc. - Amendment Agreement - First Draft.doc Classification: Confidential Darren and Rich, Please find attached the ISDA amendments for Southern Financial and Southern Trust. Let us know if you have any quest
Forum Discussions
This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.