EFTA Document EFTA01455995

e an SOUTHERN FINAN Request 182298 As of 29 Oct 14 I h. 290a 2014 Pap 2 Of 2 Deulths Bat AO SOUTHERN FINANCIAL, LLC PS • Oplbss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 3663644361 SOUTHERN FxEurcepl 21-Nov.2013 20410%42014 25-Nov-2014 (1.003(03(ft, USD 101.030.000 FY SHORT EUROPEAN CALL 1010000 :55 CfP In 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 20Nriv.2014 2541ob2014 (21.000.%) USD 0 JPY LONG EUROPEAN 0.0003 39.37 710423461 FINANCIAL. LLC otchOpt 366364436/ SOUTHERN FXOnegarOneT 21-Nov-2013 2011ok2014 2541o4014 (21,M0 COI USD 0 JPY LONG EUROPEAN 0.0000 19.57 710423463 FINANCIAL LLC ouchOpt 366364436/ SOUTHERN FXOnef3arOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000 061 USD 0 FY LONG EUROPEAN 0.0000 9A4 710423465 FINANCIAL.U.0 ouchOpt 418822243/ SOUTHERN FxEuroOpt 12-Aug-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462000.000 00) CM-I SHORT EIPCPEAN PUT 6.1600 t 322 875* 8344623% FINANCIAL. LLC Subtotal: (388 chi 89: Baal: (388,416.89) Statement ID : 18229829141029_20141030_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0115041 SDNY_GM_00261225 EFTA01455995