Skip to main content
Skip to content
Case File
sd-10-EFTA01458401Dept. of JusticeOther

EFTA Document EFTA01458401

e • an roue SOUTHERN FINANCIAL, LL Request 182298 As of 21 Sep 15 -"LT, 7 7177 ri 22 Sep 2015 Page 2 Of 3 Deutsche Bank AG SOUTHERN FINANCIAL, LLC Credit • Default Swap Trade ID Counterparty Trade Type Ref. Entity Trade Date Eff. Date Maturity Date SuySell Not. Amt 1 Not.Ccy1 Not Amt 2 Not.Ccy2 Rate Spread MTM(USD) C79707544 SOUTHERN CDSwapSay BRASOV FINANCIAL LLC I 1.Jan.2015 14.44m-2015 20.Ma,.2020 SELL 10 000 000 00 USD 'C. :i..i:. 10:1:(1 IS:i I CO:C C

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01458401
Pages
1
Persons
0
Integrity
Loading PDF viewer...

Summary

e • an roue SOUTHERN FINANCIAL, LL Request 182298 As of 21 Sep 15 -"LT, 7 7177 ri 22 Sep 2015 Page 2 Of 3 Deutsche Bank AG SOUTHERN FINANCIAL, LLC Credit • Default Swap Trade ID Counterparty Trade Type Ref. Entity Trade Date Eff. Date Maturity Date SuySell Not. Amt 1 Not.Ccy1 Not Amt 2 Not.Ccy2 Rate Spread MTM(USD) C79707544 SOUTHERN CDSwapSay BRASOV FINANCIAL LLC I 1.Jan.2015 14.44m-2015 20.Ma,.2020 SELL 10 000 000 00 USD 'C. :i..i:. 10:1:(1 IS:i I CO:C C

Ask AI About This Document

0Share
PostReddit

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
e • an roue SOUTHERN FINANCIAL, LL Request 182298 As of 21 Sep 15 -"LT, 7 7177 ri 22 Sep 2015 Page 2 Of 3 Deutsche Bank AG SOUTHERN FINANCIAL, LLC Credit • Default Swap Trade ID Counterparty Trade Type Ref. Entity Trade Date Eff. Date Maturity Date SuySell Not. Amt 1 Not.Ccy1 Not Amt 2 Not.Ccy2 Rate Spread MTM(USD) C79707544 SOUTHERN CDSwapSay BRASOV FINANCIAL LLC I 1.Jan.2015 14.44m-2015 20.Ma,.2020 SELL 10 000 000 00 USD 'C. :i..i:. 10:1:(1 IS:i I CO:C C12 I ; Subtotal Equity -Option db Ticket Counterparty Ref. Entity Put/ Call Expiry Date NoLAmt Not.Ccy Quantity Strike Price Spot Price Implied Volatility Fair Price MTM(USD) Lt46I8753 NY-618176 SOUTHERN '11_618753BU FrIANCIAL LW SOUTHERN TWIR N FINANCIAL, LLC CALL CALL 18-Dec.2015 ;4 IF+3.1.t a3) 27-Jan-2016 3696,62000 USD (4,i6G.0001 ugg 100.000 10000 389662 27.3800 49 7519 0539 (44,9661:6) 5387783 Subtotal: 8.912 77 EX • Options DealGroup1D Counterparty Trade Type Trade Date Maturity Date Settlement Not.Ccy Not.Ccy Date NotAmt 1 1 Not.Amt 2 2 Long/ Shod Option Style Put/ Call Strike Price MTM(USD) 497117498i 1037233558 497117498E 1037233559 497126993/ 1037255502 497126993/ 1037255503 SOUTHERN FiEuroOpt 02-14.2015 FINANCIAL, LW SCUTHERN FtEuro0pl 0241-2015 FINANCIAL, LLC SOUTHERN FiEuroOpt 02•AII•2015 FINANCLN.,11C SOUTHERN F1Euro0pt 0241.2015 FINANCIAL. LW 04-Jan-2016 04-Jan-2016 04-Jan-2016 04-Jan-2016 06-Jan-2016 50000000.00 EUR 0SJan-2016 50030.000 03 EUR 06-Jan-2016 25.000.000.00 EVR 06-Jan-2016 25000030.00 EUR (52.000,000 00) USD (58:200.00000) USD (26.250.04X100) USD (26.9€2.50).00) USD SHORT LONG SHORT LONG ELRCPEAN ELRCPEAN ELRCPEAN ELRCPEAN PUT CALL PVT CALL 1.0400 1.1640 1.050D 1.1565 (212.478%) 452,13207 (13360469) 215.56292 Statement ID : 182298_2015092120150922_1 Subtotal: 38L611 41 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0118296 SDNY_GM_00264480 EFTA01458401

Technical Artifacts (13)

View in Artifacts Browser

Email addresses, URLs, phone numbers, and other technical indicators extracted from this document.

GPS1.0400 1.1640
Phone13360469
Phone241-2015
Phone241.2015
Phone5000030
Phone5387783
Phone7126993
Phone7233558
Phone7233559
Phone7255502
Phone7255503
Phone9707544
SWIFT/BICSOUTHERN

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01448830

O O OO zz "rt mm zz -i ); C C Al (/) z -1 C 0 Asset Account 0 73 R 7 ce TO JPMergan Chase Bank, NA. 270 Park Avenue, New York, NY 10017-2014 THE HAZE TRUST ACCT. For the Period 7/1/13 to 7/31/13 Z 0 6 8 6 O tW0 J.P. Morgan Team Table of Contents Palle Jusdn Nelson Banker 203/629-3124 Account Summary 2 Paul Barrett Investment Specialist 212/622-2770 Holdings Janet Young Client Service Team B001634-1318 Equity 4 Gina Magiiacco Cash & Reed Income

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01361145

Growth Strategy returns Performance' for taxable client ending 3/31/15 CIO Strategies w/ U.S. Core Equity as U.S. Large Cap Vehicle ® Blended Benchmark 6 - 4 2 - 0 3.51 1.93 1Q15 C [0 Strategies .. Growth Blended Benchmark 9.78 8.30 8.42 4.15 1 Year 9.27 7.98 3 Year 5 Year °A Annualized Performance Gross of Fees 7.35 5.88 10 Year 7.07 2014 2013 2012 2011 2010 2009 2008 2007 4.84% 17.64% 14.43-;•:.. -2.94% 13.79% 29.09% 30.42% 12.52% 3.40% 16.25% 1

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01488410

J.PMorgan Primary Account: For the Period 5129/10 to 6/30/10 Important Information About Your Statement In Case of Error. or (Natiloin About 1. our Electronic Funds Transfers Oil or unto bo the ILtt Waistlines tad me the I haw number .el Mateo on frau of itiorwni and noaconareners that l.P Magna Toon 0vitact infonnation youdunk ram' ginned or recapl is memo* or if yak axd more Informatics ah'ua do:aortic traria:non on a titarea or reatie We mita hati fimru no lam than f0 dayk anti we wan

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01299716

RPTID: MBS01000 INCOMING/OUTGOING WIRES,CHECKS AND ACH REPORT PAGE: 1 DATE: 06/23/2017 IBD: EXE OFF: N4G ACCOUNT RR I/O C/W DESCRIPTION ADDITIONAL INFO BENEFICIARIES NET AMOUNT ISSUER NAME N40024950 ENS 0 W 121000248 6X 115000.00 WELLS FARGO BANK, NA SAN FRANCISCO CA HUMANITY PLUS 9572308337 N40904078 LW8 0 H SEND TO BANK FOR ACH ACH 021001088 619768827 340016774 L1A 0 H 011000028 00041178 STATE STREET BOSTON 12 EVERGREEN WAY BOSTON MA PAWLING NY 12564-1328 6X

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01386401

Deutsche Bank Wealth Management AND US Deposits Base Currency USD Deutsche Bank Trust Company Americas Account Deposits Transactions From January 02, 2017 To March 07. 2018 Product Type NOW and SupeiNOW Accounts Value Date 03:0712V8 Market Value S( .I71.92) Transaction Activity from 01/02/2017 - 03/07/2018 Transaction Type Transaction Date Description To/From Funds Added (USD) Funds Subtracted (USD) 443105 L5 PAIN QUOTID€EN NEW YORK NY 01-08-17 SEQ # 700822286688 Total R

1p
OtherUnknown

Deutsche Bank

DOJ EFTA Data Set 10 document EFTA01285353

3p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.