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EFTA Document EFTA01462029EFTA Document EFTA01462031
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sd-10-EFTA01462030Dept. of JusticeOther

EFTA Document EFTA01462030

Net 50.70/sh credit for synthetic long Indicative levels only. Subject to market movement. Source: Bloomberg. 8/4114 Eastman Chemical (EMN) lyr Price Histo EMN US „:. cv —, • 378.29; 78.29,78.32T 1 .10 A•. 11 : 01 , O. ris 3831558_ 78.58 79.3099' +L 78.235 ', , . 30.198M br --7Save ,lis - 98 Actions • AMR - 96 Table Line Chart m : m • Ur* ri :: Cc- ;,; .e , • allallill Volume "In M 12 SD 1M 6M YT1 LY SY Ma- Daily 4 4. Track y• Last Price 78.29 T High on 06/

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sd-10-EFTA01462030
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Net 50.70/sh credit for synthetic long Indicative levels only. Subject to market movement. Source: Bloomberg. 8/4114 Eastman Chemical (EMN) lyr Price Histo EMN US „:. cv —, • 378.29; 78.29,78.32T 1 .10 A•. 11 : 01 , O. ris 3831558_ 78.58 79.3099' +L 78.235 ', , . 30.198M br --7Save ,lis - 98 Actions • AMR - 96 Table Line Chart m : m • Ur* ri :: Cc- ;,; .e , • allallill Volume "In M 12 SD 1M 6M YT1 LY SY Ma- Daily 4 4. Track y• Last Price 78.29 T High on 06/

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Net 50.70/sh credit for synthetic long Indicative levels only. Subject to market movement. Source: Bloomberg. 8/4114 Eastman Chemical (EMN) lyr Price Histo EMN US „:. cv —, • 378.29; 78.29,78.32T 1 .10 A•. 11 : 01 , O. ris 3831558_ 78.58 79.3099' +L 78.235 ', , . 30.198M br --7Save ,lis - 98 Actions • AMR - 96 Table Line Chart m : m • Ur* ri :: Cc- ;,; .e , • allallill Volume "In M 12 SD 1M 6M YT1 LY SY Ma- Daily 4 4. Track y• Last Price 78.29 T High on 06/04/14 90.20 -0- Average 81.8578 1 Low on 12/13/13 72.67 ee. Annotate News , Zoom M Evrt y• Volume 0. ' • SMAVG (15) il. 1M iiiialitaillIllikkiiiiliallingiiiiiiiiiiklidilidnigielaillithiSilliithanitithli Sep Dec Mar Jun 2013 2014 0-90 0-85 0.80 78.29 4 75 5M derran 0.38411 Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0304 New York. NY. USA Tel. +1(212)454-2669 Fax +1(646)257-3131 Mobile +1 (917)3274107 Email tazia.smithadb.com Per farm. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0124377 CONFIDENTIAL SDNY_GM_00270561 EFTA01462030

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Domaintazia.smithadb.com
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Subject: RE: Energy Renaissance E uities + Trade idea: KI Brent puts [C) From: Tazia Smith < Date: Mon, 03 Mar 2014 14:32:52 -0500 To: Cc: Paul Morris Vahe Stepanian < Classification: Confidential Yes, will do - thanks Jeanne! (Embedded image moved to file: pic26026.gif) Tazia Smith Director I Key Client Partners - US Deutsche Deutsche 345 Park New York Tel. Fax Mobile Email Bank Securities Inc Asset & Wealth Management Avenue, 26th Floor NY 10154 (Embedded From: To: C

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Subject: Fw: MXN Spot Rate on the January Monthly Statement (I] From: Tazia Smith .c > Date: Tue, 25 Feb 2014 13:12:15 -0500 To: Paul Morris < > Classification: For internal use only FYI Forwarded by Tazia Smith/db/ on 02/25/2014 01:12 PM From: Howard S Allen/db/ To: Tazia Smith/db/ . Cc: Josie Hall/db/ , Vahe Stepanian/db/ Zbynek Kozelsky/db/ Date: 02/25/2014 01:07 PM Subject: Re: Fw: MXN Spot Rate on the January Monthly Statement (I] Classification: For internal use only

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Subject: Fw: PVDSA chart + USDJPY Trade [C] From: Tazia Smith < Date: Mon, 13 Jan 2014 10:51:36 -0500 To: Paul Morris < Classification: Confidential Paul - did you want to show th $Y trade to Noam Tazia Smith Director Key Client Partners - US Deutsche Bank Securities, Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New Y Tel: Mobile: Fax: E-mail: Original Message From: Tazia Smith Sent: 01/12/2014 03:38 PM EST To: 'eevacation@ mail.com Cc: ; Vinit S

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Subject: American Airlines to re-test $38... (C) From: Tazia Smith < Date: Tue, 01 Apr 2014 10:32:53 -0400 To: jeevacation8gmail.com Cc: Paul Morris < Vinit Sahni < Vahe Ste•anian Nav Gupta Classification: Confidential Jeffrey - You're currently up $995mm (net) on your American Airlines January $20 Risk Reversal. That's just b ased on current bid/offer ( as you see, market is wide, would get done better). Jan Jan 20 call -16.60/18.10 20 put -0.35/0.65 Spreadsheet attached. Indicat

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From: Tazia Smith Sent: 3/19/2014 9:22:16 AM To: [email protected] CC: Paul Morris Vinit Sahni ahe Stepanian Subject: PDVSA 5% 10/28/15 now completely retraced recent drop... lC) Classification: Confidential Nay Gupta Jeffrey - PVDSA has now fully recouped recent losses. You're now down 5246,600 on your 4.5mm PVDSA 5% 10/28/15 (your average cost is 91.08) Mid-level 85.6, 15.53% yield (Bloomberg, 3/19/14) PDVSA 5% 10/15 -1 r Price History PDVSA S 10/28/15 6(K) 1512.6 bp v

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