EFTA Document EFTA01471036

Subject: Re: [I] From: Tazia Smith < Date: Fri, 19 Sep 2014 11:25:29 -0400 To: Paul Morris < Classification: For internal use only I spoke w him this AM, call him again? Tazia Smith Director Key Client Partners - US Deutsche Bank Securities, Inc. Deutsche Asset a Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154 Tel: (212 454-2889 Mobile: Fax: (646) 257-3131 E-mail: Original Message From: Paul Morris Sent: 09/19/2014 11:16 AM EDT To: Tazia Smith Subject: Fw: [I] Classification: For internal use only Pls call rich Original Message From: Richard Kahn [- Sent: 09/19/2014 11:12 AM AST To: Paul Morris just left you a voicemail can we talk today regarding JEE Alibaba allocation as JEE is very disappointed we put in max allocation of 250,000 shares knowing that was unrealistic however JEE has many friends who have all received more than the 2,000 shares he was allocated.. lets discuss when you are free thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 646-350-0954 cell EFTA01471036