EFTA Document EFTA01480451

High Risk Business No Is this a Foreign Bank? "Foreign Bank" as defined in the USA PATRIOT Act. No Banker: Paul V Morris/JPMCHASE LE/OU: 102/29338 Senior Manager: Tad C Smith Annual / Periodic Review Information Annual/Periodic Review 36 months Due in: Periodic Review Comments : This annual/periodic review is for DMID tt 9710670708 - DMID Name: JEFFREY E EPSTEIN The actual review is being conducted within the Ranch Lake III, Inc. DDR. Temporary Waiver Information Waiver Status: DDR Complete Reason for Waiver: Security Services is still performing the client background check. Waiver Requested By: Doreen X Hewitt-Dunn Date of Waiver Request: 07/12/2004 Approver for Waiver: David M Tarno Waiver Approved On: 07/12/2004 Banker Approval Information Based on my due diligence and the Information provided , I approve the acceptance of EMMCAC, LLC w as a Client. Mary Rieth 08/11/2004 09:14:52 AM Senior Manager Approval Information Based on the information provided and the approval granted by Mary Rieth, I approve the acceptance of EMMCAC, LLC ti as a Client. Tad C Smith 08/11/2004 09:20:10 AM Admin Comments Admin Comments: By: Date: Admin Comments History : Document History Created: 07/12/2004 Last Modified: 08/11/2004 09:20:18 AM Submitted: 07/12/2004 Audit History By: Doreen X Hewitt-Dunn By: Tad C Smith By: Doreen X Hewitt-Dunn Converted Tracking Document History: 1. Client Manager Approval by: Mary Rieth on 08/11/2004 09:14:49 AM. 2. Awaiting Security Services Research by: Doreen X Hewitt-Dunn on 07/12/2004 03:13:41 PM. 3. Senior Manager Approval by: Tad C Smith on 08/11/2004 09:20:13 AM. 4. Security Services Sign-Off by: Anthony Al Johnson on 08/06/2004 12:19:38 PM. Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00002612 SDNY_GM_00271810 EFTA01480451