EFTA Document EFTA01480580

TickeW Accounts Client Name JEGE INC Account Tale Account Type ECI LCD PB Initiated Dale 012672013 09:47 MA Initiator CHRISTINE HEWITT Initiating Team PB FRONT OFFICE Verify & Confirm for JEGE INC Final Risk Rating Standard Initial Risk Rating Hie GCS Report Requested Full_ Presence of Potential High Risk Indicators No Reason for Adjustment Not associated with high risk Jurisdictions. No derogatory information found Comments Summary of Risk Attributes Risk Updated History Creation Date Entered by Updated Risk Previous Risk Comment GCS Grid Search Type Security Service Details Further Review Returned Company Information Information not confirmed for Jcge Inc (Tax ID i details included in the attachment. Yes Corporate Records Information confirmed; details included in the attachment No Other Database Searches (RDCAAIS(Factiva) No records found. No Internal Database Search (CSSSiFPS) Internal database search revealed prior GS&I research for J Epstein and Co. and nothing derogatory lo report. — Internal database search revealed poor GS8I research for Jeffrey Edward Epstein and the following derogatory information was reported: Several newspaper °dittos were found that detail the indictment of Jeffrey Epstein in Fonda on felony charges of soliciting underage prostitutes. Jeffrey Epstein served 13 months in jail. Numerous articles detail various law enforcement agencies investigating Jeffrey Epstein for allegedly participating in child trafficking and rndesting underage girls. Jeffrey Epstein is required to register as a sex offender. Jeffrey Epstein has settled a dozen civil lawsuits out of court from his victims regarding soliratation for an undisclosed amount. Yes Stale Court Searches No records found. No Federal Court Searches No records found. No Personal Particulars No additional research necessary. No Publications Nothing derogatory found. No Regulatory Sanctions No records found. No OFAC Control List Search A search of OFAC did not reveal any matches. No Negative or Inconsistent Information Yes GCS Red Dot Has this been Identified as Red Dot KYC? N .alive Information Found No Yes Banker Attestation Details As the client sponsor, I understand that I am primarily responsible for protecting the firm's reputation from inappropriate business relationships. as well as from fraud and money laundering. By approving this KYC. I am sponsoring this client as to their character and reputation and from al - (Wire (oleic, stand •oint. Please state your rationale for conducting business with this client Yes This is an entity 100% owned by Jeffrey Epstein. Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00002780 SDNY_GM_00271978 EFTA01480580