EFTA Document EFTA01480588

Is this an operating company? r Yes G No Entity/Client Net Worth: $ 300.00 (USD millions) Documentation/ Information obtained to confirm stated net worth of the Entity/Client: Accounts held at )PM; knowledge of ownership of certain assets; public articles Industry Code: ADMINISTRATIVE MGT AND GENERAL MGT CONSULTING The Business Type is the industry in which the SERVICES client derives the majority of its income. NAIC Code: Transaction Profile/Expected Account Activity What is the purpose/intended use of this account? Operational management of one of his business entities that result from his financial advisory business. What is the expected source of account funding 7 Wire Approximate $ amount to fund the account $25,000 Please select each "Product Type that applies. Within each product type, please check ALL transaction types that apply and provide a description of expected account activity. (document expected sources of inflows and destinations of transfers,countries, and types of payors/payees.Include where is the money coming from - example : A specific bank or firm and purpose of specific transactions, if known) Product Type - Select all that apply Transaction Types - Select all that apply and expected activity level ( L = 1-5, M = 6-12, H =>12 transactions per month) Anticipated $ Amount Totals per month - Please provide at least an estimate Deposit/Current Accounts (Checking, Savings, Money Market) G Yes r No Cash ( withdrawals/deposits) - r Low r Medium r High Check deposits / Check paid - r Low r Medium r High Wire Incoming & Outgoing - 6 Low r Medium r High Below $1MM Internal Transfers - r Low r Medium r High Other - r Low r Medium r High Please describe in detail expected account activity for this product : Transfers totalling $200,000 per year expected. Investment Products (Custody,Brokerage,Agency,Margin) r Yes 6 No Fiduciary (Investment Mgmt. / Trust) r Yes 6 No Credit type facilities (Line of Credit, Mortgage, Letter of Credit) r Yes 6 No Required Security Services Checks Security Search Type: Full Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00002788 SDNY_GM_00271986 EFTA01480588