EFTA Document EFTA01480691

Outgoing Wires (Domestic) Incoming Wires (International) Outgoing Wires (Intematmaal) ACH Deposits ACH Payments Internal Transfer (Debits/Credits) LOW (I.101 c$ 10.000 Asset Purchases•Sales What Is the initial/ongoing source of fund ng for the client's Deposit Account(s)? This is a annual review. The account has a Meetly been funded. Any ongoing source of funding will be from assets oblained through personal investments and Iran internal !ranger of funds from personal account hold at JPMorgan What is the purposenntended use of account(s)? Please provide a detailed description of how the Deposit Accounts) will be used by the client. The purpose of this account is Ici earn income and create wealth fix his descendants. Review the activity for the period overall and explain how the client's transaction profile agrees with or doesn't agree with expectations for the client based on the client relationship (purpose of accounts, occupation. business activity, etc.): Compliance reviews activity regularly. Was expected activity for the client modified In the transaction activity section of the NYC ticket? No Additional Client Information Please Include any additional information that would further explain your knowledge of the client (family tree/history. public information. websrtes. etc. Jeffrey Epstein is an existing client of PB. He is an active brokerage client covered on the GIO desk. Jeff is well know to the integrated learn and senior management. Jeffrey Epstein has been a money manager for high net worth individualsgntrepreneur and personal investor. the team has regular discussion with Mr. Epstein and he remains very accessible. Mt Epstein is well known to several .PM PB employees 01010. Mr. Epstein completed serving out his house arrest. We have rival re9ukirly with compliance and legal do discuss the reallionship and any potential °mutational risk concerns. Wo continue to monitor the situation closely and monitoring the occassional news stones regarding Mr. Epstein and civil lawsuits and monitor closely money movement. Mr. Epstein is managing his own personal wealth. January 27, 2011 update: A few news stories during 2010 connects Jeffrey Epstein lo human trafficking. The coverage team along with Catherine Keating and Wiliam Langford all met to discuss the situation and agreed to enhance monitoring and document a discussion with the client. Jes Staley discussed the topic with Jeffrey Epstein who replied there was no truth to the allegations, no evidence and was not ex • • • in an • oblems. We wig continue to monitor the accounts and cash u 0 closet • oin forward. Comment History CLIT Market Mana•er ' • •toval CEO Approval Creation Date 1206'201302 36 PM 12/1 5r20 13 07:04 PM Entered TOWNSEND C SMITH JOHN R DUFFY Comment Preview We are this relatonser approved to facilitate closing of accounts la JE Approval History Mir= noff Date Owner SID Owner Name Banker Attestation 11/1520130609 PM 0008568 JUSTIN D NELSON .. 12/06/2013 02:36 PM 0117517 TCM/NSEND C SMITH Regional Director Ay oval 1203/201303:39 PM U095583 WILLIAM M SHERIDAN CEO Approval 12/15/2013 07:04 PM U093971 JOHN R DUFFY Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00002905 SDNY_GM_00272103 EFTA01480691