EFTA01377027

EFTA01424077

EFTA Document EFTA01377027

From: Stewart oldfield Sent: 8/29/2016 11:29:07 AM To: Cynthia Rodriguez Subject: FW: Invitation : Frieze London 2016 - 11:00 Preview [I] Classification: For internal use only Can you upload to compliance direct? Thanks From: Sarah Rafferty Sent: Thursday, August 25, 2016 4:23 PM To: Stewart Oldfield Subject: Invitation : Frieze London 2016 - 11:00 Preview [I] Classification: For internal use only Hi Stewart, the following clients are OK to be invited to the 11am preview of Frieze

EFTA01416472

EFTA Document EFTA01424077

EFTA Document EFTA01416472

Subject: FW: Frieze London 2016: Client Nomination process From: Stewart Oldfield < › Date: Fri, 30 Sep 2016 13:57:17 -0400 To: Cynthia Rodriguez < › From: Brianna Fowler Sent: Tuesday, July 19, 2016 9:50 AM To: Stewart Oldfield Subject: RE: Frieze London 2016: Client Nomination process Please review From: Stewart Oldfield Sent: Thursday, July 14, 2016 11:31 AM To: Brianna Fowler Subject: FW: Frieze London 2016: Client Nomination process And this one. Thanks Rudy Sahay, James Gabri

EFTA Document EFTA01417492

7/15/2019 KYC Print DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01651789 One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: Relationship Manager: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Stewart Oldfield New PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: Update of KYC #01133113. Benefi