EFTA01499684

SOUTHERN FINANCIAL LLC ACCT. For the Period 9/1/13 to 9/30113 Trade Date Type Description Quantity Per Unit Amount Proceeds Cost Realized Gain/Loss Settle Date Selection Method Settled Sales/Maturities/Redemptions 9/10 Sale ENBRIDGE ENERGY MANAGEMENT LLC 28.376671 (3,500.000) 28.336 99,176.62 (101,500.00) (2,323.38) S 9/13 High Cost 99,318.35 BROKERAGE 140.00 TAX 8/OR SEC 1.73 J.P. MORGAN SECURITIES LLC (ID: 29250X-10-3) 9/10 Sale INERGY MIDSTREAM LP a 22.178804 55,447.01 (2,500.000) 22.138 55,346.04 (56,250.00) (903.96) S 9/13 High Cost BROKERAGE 100.00 TAX 8JOR SEC .97 J.P. MORGAN SECURITIES LLC (ID: 45671U-10-6) 9/13 Sale STRATASYS LTD (a 93.10 279,300.00 BROKERAGE (3,000.000) 93.058 279,175.14 (279,000.00) 175.14 S 9/18 High Cost 120.00 TAX 8/OR SEC 486 J.P. MORGAN SECURITIES LLC (ID: M85548-10-1) 9/13 Sale COMPANIA CERVECERIAS UNIDAS S A ADR a 26.80 (2,000.000) 26.76 53,519.06 (52,000.00) 1,519.06 S 9/18 High Cost 53,600.00 BROKERAGE 80.00 TAX 8/OR SEC .94 J.P. MORGAN SECURITIES LLC (ID: 204429-10-4) 9/13 Sale EVERTEC INC a 22.80 68,400.00 BROKERAGE 120.00 (3,000.000) 22.76 68,278.80 (67,500.00) 778.80 S 9/18 High Cost TAX 8/OR SEC 1.20 J.P. MORGAN SECURITIES LLC (ID: 30040P-10-3) 9/16 Sale PETROLEOS DE VENEZUELA S 812% NOV 02 2017 UM (2,500,000.000) 93.50 2,337,500.00 (2,262,750.00) 40,510.02 S 9/19 High Cost 10/29/2010 HELD BY EUROCLEAR ISIN USP7807HAK16 34.239.98 0 SEDOL BSSCOL3 (ID: 716550-9A-8) 9/16 Sale CMGROUP INC PFD 7.125% a 25.001.625.000.00 (65,000.000) 24.96 1,622,371.72 (1 gas,000.00) (2,628.28) S 9/19 High Cost BROKERAGE 2,600.00 TAX 8/OR SEC 28.28 J.P. MORGAN SECURITIES LLC (ID: 172967-35-8) 9/20 Principal Payment SEQUOIA MORTGAGE TRUST 11 CL B1 VAR RT (5,849.450) 100.00 5.849.45 (4,313.97) 1,535.48 S 9/20 Pro Rata 12/20/2032 DTD 10/30/2002 PAYMENT A/C PRINCIPAL (ID: 81744A-AB-4) 9/17 Sale ENTRY REVERSED ON 10/02/2013 CHASE MORTGAGE (1,828,512.946) 90.00 1,645,661.66 (1.618,233.96) 27,427.70 S 9/20 High Cost FINANCE CORPORATION REMIC 2007-A1 CL 2A4 2.99199%02/25/2037 DTD 02/01/2007 Q 90.00 JP MORGAN SECURITIES LLC (BIDL) FACE VALUE 8,180,000.00 (ID: 161630-AK-4) J.P Morgan Account Page 23 of 34 Consolidated Statement Page 26 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00023478 SDNY_GM_00292676 EFTA01499684