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efta-01509337DOJ Data Set 10Other

EFTA01509337

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DOJ Data Set 10
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efta-01509337
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
J.P.Morgan FINANCIAL TRUST COMPANY INC ACCT. 161121381 For the Period 7/1/09 to 7/31/09 IMPORTANT INFORMATION ABOUT YOUR JPMSI MARGIN ACCOUNT Please review yaw account statement and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments. and unaccounted cash positions in writing Any oral co unitabon should be nweonarmed In wriang to (turner protect your rights, including your rights under the Securities Investor protection Act (SIPA). it you have any questions. please contact your JAWS/ Account Representative or JPICJ Compliance Department at (212) 481.2323. Pkose keep the tolioning in 'nod when using Mrs statement to frac* purr, Notwar,eacbuly Mu statement contLnes you, gere,tenwen account wth the morn:random ea-coot/mond by Sec ton ?MG Reg...aeon 7 A, tea used by Reguetion 7 a perenanentrecced of ,our sepweloaccouvrt araMbloupon yea request Important Informataon about Peeing and Wantons. Catarn assets incardirg but no. Arndix/ to pooled areal° mom:manes. non-pub.:1y traded and inteepuenhy traded socurtheo oWhatives. partnarshp interests end :engirt° asset we generaty ‘figurct the vetted when may have been prcvded Jo us by cord panes who may not be wider:en:lent cd the issuer a manage' Such erfarnabbne re.hec Wes or the bat date grow:ledto ua and 4 nOleslepentlently vented Rees sore of which are provided by pang servces a other 3000036 when we deem retool° we not guaranteed fa accuracy a as reatuabk vales Fee meld balances in your account we not segregated and mere be used in the tomato° of JPAISIs busriess subpct to me dnfabons of SEC Rub 15c13 Unless 0030.040 .nstucted -ANSI a as agents and deposdares wN WSJ )our secun:es Upon pour demand .1PMS1 will pay to you the amount of your treecredt tottrevw and wut dearer to you hay pad settaitho heron )cut behalf lnbestwea bearergodon any debt &dance the method of cetubUrgerta est sa deserted m a letter sent to ag maegencuslomer You should haverwereedsepwaSeJPSISI conhmstrons fa each sccunbea transaction All transactor'sare subsea to Me tams end conditions stated on to rewasehde a' such confine:ensend we subscl to thecons:avian by-laws. customs and tnaupeetatonsol the rnwhetoOserrhweerecutedand governed by and construta accadanot *WI+ the laws tithe Stele or New Yakandas apptcablelederal law a and regulations Furth a mrormaton *AO respect to corm:owns and other charges re4afed to the ~tuft. , of 0 ansochons inc44,0;ophons tansactrons nas t nwCA.dPlm conewnatons that venarivtaualyfurn4I•110,0t, Ulan wneen request. JPMSI wte women, solidi You wish toe Mtn! such 40097,0600 a pot a cot u mode oat 'tweet to an issue of seeuribeS frirOded in your Margin Account we run akcatelhe cat by a enel6C0 we dean, fat and eaUtabA0 YeunKni PronetW adinSe JPMSldmahv.aldafves in your elvece,enktieCtret.30, rwarcrelstuation Unless you inform ,IPMSlothernne JPMSI nra consder the ultimata/ Ouvren0Ym its files to be Creel° and accurate JPMSI is not a bank and caseate* legal en?* born its bank a Mr dittoes ancludvv; JP/A:igen Chase Sank NA The securities sod offered a reconwended by !PUS (I) Ate not insured by the Federal Deposit insurance Capaatron a any otter gonvirmental O2e1WY. (2) Are not deposes a *Ma chapati:yrs a JPIMSI's banka tNr, affiroSes (unless otherwise ird.cated) and are not guaranteed by a Me responsitWay of any such affinaters(uNess eApActry stated othermse) and Irreche whoa:Mena risks. mcgtodtng possible kw ri de peinCepal rented JPIOSIS Panting affAeres may be tenders lo mows of Zetten3e3 the, JPMSI undenwees in anon case proceeds a' ceenngs undernraten by JPMSI may be used fa the repayment of such lens and you shoutl refer b the discbsure documents relating to pegcuist wadies fa discussion or any such renting retabonswps The Feder arReser verequtes Pet JPMSI ocean )our consent be'aet can obtain Gerrie, vifornietion from as bank a thin elkstes. mcturltng MM pea evaltabona you We and won* Mit your Ccobnipng fransact business .t4n JPMSI voi I constitute your consent to to snanng of such ant r notion byJPMSI and its bank a Mott 0515tatM 30 to 03kr peen313od by law Soh products and sen,,Ces we cf,*(ad avovgn JPIAargan Chase Sank N A and es artaates Securities we hewed by I P Morgan Securities Inc Account 161121381 Page 5 of 5 Page 17 of 17 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00034813 SDNY_GM_00304011 EFTA01509337

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Phone(212) 481.2323
Phone3000036
SWIFT/BICINFORMATION

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