EFTA01518269

For the Period 311/13 to 3/31/13 Account Summary Account Beginning Net Number Market Value Ending Net Market Value Change In Value Start on Page Investment Account(s) GHISLANE MAXWELL 4 361,777.16 4,369,543.26 7 766.10 4 GIASLAME MAXWELL 430.00 430.00 0.00 34 GIASLAME MAXWELL • OAP IND 980,990.79 1,006,301.15 24,310.36 39 GHISLANE MAXWELL • TAP DVS 1,001,880.03 1,010,659.70 8,779.67 50 OHISLAINE MAXWELL • TAP MR 95)9,005.30 1,000,478.34 1,473.04 64 Total Value $7,344,083.28 $7,386,412.48 $42,329.17 This account summary is provided for informational purposes and includes assets at different entities. (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"), except for exchange- listed options, which are held at JPMorgan Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail'. Equity securities. fixed income securities, and listed options transactions are generally cleared through JPMCC. a wholly owned subsidiary of JPMS. Please see 'Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation (' SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS. see "Portfolio Activity Detail". Such transactions are cleared and carried through JPMCC. Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). 000003668 r IX,09E0C40r AW<WE04 20730402 J.P Morgan Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31, 2012, JPMS LLC's net capital of $13.5 bilbon exceeded the minimum regulatory net capital requirement of 61.5 billion by $12.0 billion. JPMCC's net capital of $6.6 billion was approximately 8.3% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.6 billion by $5.0 billion. Complete copies of JPMS LIC's and JPMCC's individual audited Statement of Financial Condition may be obtained, at no cost. by accessing: http:/fnvestor.shareholder.comf)pmorganchase/financial• condition.cfm Additionally, you may call 1-866-576-1300 to request a hard copy of the statement. Consolidated Statement Page 1 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00045490 SDNY_GM_00314688 EFTA01518269