EFTA01519314

CHISLAINE MAXWELL ACCT For the Period 1/1/14 to 1,31/14 Price Quantity Value Adjusted Tax Cost Unrealized GairuLoss Est. Annual Inc. Yield Original Cost Accrued Div. Non-US Equity RIO TINTO PLC 53.31 3.000 159.92 212.23 {52.31) ISIN GB0007188757 SEDOL 0718875 766994-90-9 BP Preferred Stocks CMGROUP CAPITAL XIII 27.12 10,000.000 271,200.00 261,300.00 9,900.00 19,690.00 7.26% 7 7/6% PFD 173080.204 C PN NA /13A1 COUNTRYWIDE CAPITAL V 25.11 4,200.000 105,462.00 96,778.96 6.683.04 7,350.00 6.97% 7% PFD 1.837.50 222388-20-9 CFC PB JPM CHASE CAPITAL XXIX 25.71 2,500.000 64,275.00 62,500.00 1,775.00 4,187 50 6 51% 6 7% PFD 48125E-20.7 JPM PC Total Preferred Stocks $440,937.00 $422.678.96 518,358.04 $31,227.50 7.08% $1.837.50 Concentrated & Other Equity JPMORGAN CHASE & CO 110.43 150,000.000 165,640.50 157,909.17 7,731.33 11,850.00 7.09% VAR RT PFD STK 04/30/2049 2.995 35 DTD 04/23/2008 4862511-HA-1 BBB /BAI J.P Morgan Account Page 7 of 30 Consolidated Statement Page 10 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00046598 SDNY_GM_00315796 EFTA01519314