EFTA01522968

GHISLAINE MAXWELL-HY ACCT. For the Petted 11/1/12 to 11/30/12 Type Description Quantity Amount Settle Date Selection Method Cost Interest Purchased 0.00 11/19 Accrued Int Paid ARCELORMITTAL 81/4% FEB 25 2022 DTD 02/28/2012 @ 99.625 FIRST UNION CAPITAL MARKETS TRADE DATE (30.00) 11/09/12 (ID: 039381-AX-2) TRADE ACTIVITY Note: L indicates Long Term Realized Gain/Loss S indicates Short Term Realized Gain/Loss • Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Pe Description Ouantity Per Unit Amount Proceeds Tax Cost Realized Gain/Loss Settle Date Selection Method Settled Sales/Maturities/Redemptions 10/31 11/5 Sale High Cost ADVANCE MICRO DEVICES 7 3/4% AUG 01 2020 DTD 08/04/2010 @ 82.875 BARCLAYS CAPITAL INC FIXED INCOME (ID: 007903-AU-1) (2.000.000) 82.875 1.657.50 (2.085.00) (407.50) 5* 11/1 1116 Sale High Cost ADVANCE MICRO DEVICES 7 3/4% AUG 01 2020 DTD 08/04/2010 6 82.625 BNP PARIBAS SECURITIES BOND (ID: 007903-AU-1) (2,000.000) 82.625 1,652.50 (2,065.00) (412.50) S 11/1 11/6 Sale High Cost ADVANCE MICRO DEVICES 7 3/4% AUG 01 2020 DTD 08/04/2010 0 83.00 MORGAN STANLEY Si CO. INCORPORATED (ID: 007903-AU-1) (2.000.000) 83.00 1,660.00 (2.080.00) (400.00) S 11/2 11/7 Sale High Cost ADVANCE MICRO DEVICES 7 3/4% AUG 01 2020 DTD 08/04/2010 0 8125 MORGAN STANLEY & CO. INCORPORATED (ID: 007903-AU-1) (2.000.000) 83.25 1,665.00 (2,060.00) (393.00) S 11/8 11/14 Sale High Cost ADVANCE MICRO DEVICES 7 3/4% AUG 01 2020 DTD 08/04/2010 @ 82.00 MLPFS INC/FIXED INCOME (ID: 007903-ALM) (2,000.000) 82.00 1,640.00 (2,060.00) (420.00) S JP Morgan Page 22 of 24 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00050563 SDNY_GM_00319761 EFTA01522968