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efta-efta00236364DOJ Data Set 9Other

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Message From: Ramdeen, Vijai Sent: 9/30/2014 4:16:30 PM To: [email protected] CC: Stackman, Scott Subject: MAXWELL - Pot & Kettle, LLC Attachments: LLC.Status of Good Standing.pdf; Pot & Kettle - Certificate of Formation.pdf I; Shkreli, Juliana I; Waldron, Chelsey Devon Ghislaine, As discussed with Scott, attached are the documents we have for Pot & Kettle, LLC. Please let us know if you have any questions. Thanks, Vijai Vijai Ramdeen Authorized Officer Senior Wealth Strategy Associate UBS Financial Services Inc. Private Wealth Management 299 Park Avenue, 25th Floor New York, NY 10171 Tel. 212-821-7220 Fax 855-217-9863 Int'l Fax 201-318-1250 vijaisramdeenOubs,com www.ubs.com/privatewealthmanaoement The information set forth herein was obtained from sources witch we behave to be reliable, but we do not guarantee rts accuracy. Please refer to your trade oanfiernabons, account statement and/ce Fenn 1099 for actual trade and/or pricing information. My profits

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Unknown
Source
DOJ Data Set 9
Reference
EFTA 00236364
Pages
1
Persons
0
Integrity

Summary

Message From: Ramdeen, Vijai Sent: 9/30/2014 4:16:30 PM To: [email protected] CC: Stackman, Scott Subject: MAXWELL - Pot & Kettle, LLC Attachments: LLC.Status of Good Standing.pdf; Pot & Kettle - Certificate of Formation.pdf I; Shkreli, Juliana I; Waldron, Chelsey Devon Ghislaine, As discussed with Scott, attached are the documents we have for Pot & Kettle, LLC. Please let us know if you have any questions. Thanks, Vijai Vijai Ramdeen Authorized Officer Senior Wealth Strategy Associate UBS Financial Services Inc. Private Wealth Management 299 Park Avenue, 25th Floor New York, NY 10171 Tel. 212-821-7220 Fax 855-217-9863 Int'l Fax 201-318-1250 vijaisramdeenOubs,com www.ubs.com/privatewealthmanaoement The information set forth herein was obtained from sources witch we behave to be reliable, but we do not guarantee rts accuracy. Please refer to your trade oanfiernabons, account statement and/ce Fenn 1099 for actual trade and/or pricing information. My profits

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Message From: Ramdeen, Vijai Sent: 9/30/2014 4:16:30 PM To: [email protected] CC: Stackman, Scott Subject: MAXWELL - Pot & Kettle, LLC Attachments: LLC.Status of Good Standing.pdf; Pot & Kettle - Certificate of Formation.pdf I; Shkreli, Juliana I; Waldron, Chelsey Devon Ghislaine, As discussed with Scott, attached are the documents we have for Pot & Kettle, LLC. Please let us know if you have any questions. Thanks, Vijai Vijai Ramdeen Authorized Officer Senior Wealth Strategy Associate UBS Financial Services Inc. Private Wealth Management 299 Park Avenue, 25th Floor New York, NY 10171 Tel. 212-821-7220 Fax 855-217-9863 Int'l Fax 201-318-1250 vijaisramdeenOubs,com www.ubs.com/privatewealthmanaoement The information set forth herein was obtained from sources witch we behave to be reliable, but we do not guarantee rts accuracy. Please refer to your trade oanfiernabons, account statement and/ce Fenn 1099 for actual trade and/or pricing information. My profits or knees shown, or similar caleJ Minns, should be yenfied against the applicable source documents. Factors such as animal issue cbscotext and aencetizaton of presniunn may impact ycor tax considerations. Please consult your tax professional. Neither the information, nor any op non expressed heron, constitutes a solotav on for the purchase or sale of any securities. Please be achnsed that this e-mail is not an official transacton confirmation. The official oulinnaticp of this transaction will be sent to you via regular mal CONFIDENTIAL UBSTERRAMAR00000665 EFTA00236364

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Domainwww.ubs.com
FaxFax 201-318-1250
FaxFax 855-217-9863
Phone212-821-7220
Phone855-217-9863

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