EFTA Document EFTA01452789

Equity Energy Renaisance Theme GE $ 1.00 Hannan Armstrong (MASI) $ 0.50 Casella Waste (CWST) S 0.25 Won (ROM) $ 1.00 Kinder Morgan Inc (KM I) S 0.50 Semgroup (SEMG) $ 0.50 Spectra ISE) $ 0.50 Cheniere (LNG) $ 0.25 Approach Resources (AREK) $ 0.50 Haliburton (HAL) 5 0.50 China Gas (384 HK, non-US) $ 0.50 American Water Works (AWE) 5 0.50 IHS OHS) $ 0.50 CREE INC (CREE) $ 0.50 Lyondell Basal! (LYB) 5 0.25 Dupont (DD) $ 0.25 Worley Parsons eNOR.AU, nor $ 0.25 [Sunadlson (SUNE)] Pain City (SKY)] resin OSLAll EquitySubTotal $ 8.25 Commodities/OTC Brent Crude 13mo Twin wig, $ 2.00 OTCShort BrentOption' S 1.00 2yr WTI Call • $ 1.00 Short AUD (hedge)* $ 0.25 Energy RannaisanceSubTotal $ 12.50 ARE( US — 22.25 22.28 5 2 . At 13:39 309.716 22.09. 7 -1.17 21.87.. 1.0. :13.28:51 99 Save As 98 Adler s I' rut It Tr Line Chart ^ BCC - - - 111111111111 Width t "Ear ' , A, • T. i • ,F Track .." Annulate News , Zoom 32.00 A V nil Last Price 22.25 V ' ! T High on 10/18/13 31.08 • Average 24.1602 1 Law on 01/13114 18.46 IDS Pl _a in 30 lw dl Y'11 Iv 4 Volume 0.81011 I • SMAVG (15) 1.030M Mar sm,..146ImmilisitilyI IlliaLl1ININestiellalls.601t Jun Sep 2013 30.00 28.00 26.00 24.00 20.00 18.00 5M 0 I CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0110034 CONFIDENTIAL SONY GM_00256218 EFTA01452789