EFTA Document EFTA01460104

Webex interview of MD

Webex interview of MD n 8.10.2021 - joined - Joined - joined Carolyn Forstein -.Attorney - joined joined joined joined - joined Barry pollack -Wttorney - joined Interview of c/10/2021 — Via Webex Background • M,vas on a private banking team. She was a junior person, a relationship coordinator. She worked with private bankers and helped with due dilligence for new and current clients.. would interface with them on the phone. Malso worked on KYCs, which were part of the regulations when you had to onbaord a client. • Within private wealth management division • When first joined, she was on a team where there were two private bankers. Their names aelieved she worked with them for about three or four years. Whenever Paul Morris began is when cleft their team. • Themworked with Paul Morris, a private banker. She then worked with a woman named sked to leave PM's team around the 2015 timeframe and then began we working with HK. • How many people were reporting t

EFTA Document EFTA01460003

From: Rich larossi Sent: 4/5/2016 1:05:49 PM To: Paul Morris CC: Andrew Bolender Subject: Monthly Annual Client Update Reports [II Classification: For ieteMei Use only Hello, Please note that this e-mail contains information on Annual Client Updates that are already overdue and coming due. For any client which is listed in the OVERDUE section of this e-mail, an ACU must be completed immediately. ACU STATUS Annual Client Update Due Date Customer Owner GCIS Customer Number R

EFTA Document EFTA01399629

EFTA Document EFTA01460007

ACU STATUS Annual Client Update Due Date Customer Owner GCIS Customer Number Relationship Customer Name OVERDUE 350 Paul Morris ELYSIUM MANAGEMENT RELATIONSHIP Black, Leon D. OVERDUE 44 Paul Morris SOUTHERN FINANCIAL RELATIONSHIP Darren K. Indyke PLLC OVERDUE 42 Paul Morris BOIES FAMILY RELATIONSHIP Diamond B Capital, Inc. OVERDUE 42 Paul Morris BOIES FAMILY RELATIONSHIP Diamond B Investments, Inc. OVERDUE 549 Paul Morris SOUTHERN FINANCIAL RELATIONSHIP

FD-302 (Rcv. 5-8-10)

FD-302 (Rcv. 5-8-10) -1 of 15- 7111 111(111A: no UNCLASSIFIEDHFOUO FEDERAL BUREAU OF INVESTIGATION AMANDA KIRBY[KIRBY], date of birth (DOB) WEBEX conference b FBI S•ecial A•ents and of the United States Attorneys Office. Also present for the interview were Barry Pollack and Carolyn Forstein, of ROBBINS RUSSELL. After being advised of the identity of Date of entry 08/23/2021 was interviewed via and the interviewers and the nature of the interview, KIRBY provided the following information: KIRBY'S Background information- KIRBY worked at Universal Music group as an assistant to the CFO of corporate finance prior to starting at DEUTSCHE BANK [DB]. KIRBY eventually wanted to leave that role and applied to DB. KIRBY never worked at a bank prior to starting at DB. KIRBY could not recall the precise details regarding the training she received when she started at DB. KIRBY recalled attending an onboarding session that included an overview of the bank when she started. Re

EFTA Document EFTA01478428

Subject: RE: Monthly Annual Client Update Reports [I] From: Paul Morris a> Date: Tue, 10 May 2016 12:11:16 -0400 To: Rich Iarossi < Classification: For internal use only Thx Rich Paul Morris Managing Director Deutsche Bank Private Bank Office: Cell: From: Rich Iarossi Sent: Tuesday, May 10, 2016 12:11 PM To: Paul Morris Subject: RE: Monthly Annual Client Update Reports [I] Classification: For internal use only Hi Paul, I took a quick look in DB Force and it looks like all have b