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EFTA Document EFTA01461760
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efta-efta01461760DOJ Data Set 10Correspondence

EFTA Document EFTA01461760

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EFTA Disclosure
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From: Vahe Stepanian [ Sent: 6/6/2014 10:11:54 AM To: Paul Morn CC: Nav Gupta Subject: Re: EURUSD Pricing (C) Attachments: pic12138.gif; pic29942.gif; pic02222.gif; pic16928.gif Classification: Confidential Fyi...I'm waiting on the full report from the trader. will send to him once I have in hand. Thought I made that clear, but will be back to him ASAP. From: "jeffrey E." <[email protected]> To: vahe Stepanian/db/dbcom@DBAmericas, Paul Morris/db/dbcom@DBAMERICAS, Date: 06/06/2014 10:04 AM subject: Re: EURUSD Pricing [C] i wanted indiv bids and asks , why didn't i get them On Fri, Jun 6, 2014 at 7:49 AM, vahe Stepanian <[email protected]> wrote: Classification: Confidential Jeffrey - you're filled on EUR lOmm each leg, we got done better after NFP with a 1.3450 put strike. Waiting on the full report from the trader, will be back shortly. Thank you, vahe (Embedded image moved to file: pic12138.gif) vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154-0004 Tel. +1 (212) 454-1539 Fax +1 (646) 257-3131 Mobile +1 (347) 854-4676 Email [email protected] All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. (Embedded image moved to file: pic29942.gif) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 123990 CONFIDENTIAL SDNY_GM_00270174 EFTA01461760

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FaxFax +1 (646) 257-3131
Phone+1 (212) 454-1539
Phone+1 (347) 854-4676
Phone+1 (646) 257-3131

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Fax: (646 257-3131 E-mail: Nav Gupta ---- Original Message -- From: Nav Gupta Sent: 09/10/2014 08:05 AM GDT To: Paul Morris Cc: Tazia Smith; Vinit Sahni; Uzair Agee]. Subject: Re: epstein (I) Classification: For internal use only Paul - FX 1) sell 3mth 102 $Y Puts vs buy 111 $Y Calls roughly zero upfront prem (spot 106.50) 2) sell 3mth 1.5150 GBP put vs buy 1.685 Calls roughly zero upfront prem (spot 1.6150) 3) sell 6mth 1.35 eurusd calls vs buy 6mth 1.215 puts (spot 1.2950) of the

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Forwarded by Nav Gupta/db/dbcom on 10/07/2014 17:08 From: vinit To: [email protected], Cc: Paul Morris/c Nav Gupta Date: 09/07/2014 14:41 Subject: Re: Jeffrey - can we have a quick chat this am ? [C] classification: confidential Hi Jeffrey - looping in Nay and Paul. To recap: we will find a few funds, which we think have best performance characteristic and best fees for u. Loan Funds better than single loans as u don't need to bother booking single loans and servicing them. If

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Sent from my iPhone On )un 4, 2014, at 11:23 AM, Paul Morris rote: Classification: Confidential Lesley, I'm traveling so may be better for a few of us to call him or do a dial in? From: Lesley Groff Sent: 06/04/2014 10: iAsi Ah To: Paul Morris Cc: Tazia Smith; vinit Sahni; Nav Gupta ; vahe Stepanian Subject: Re: Call with je tomorrow [C] Jeffrey says ok to a 1pm NY time phone call with you all today. can he call you, Paul, at 1pm and you have everyone on the line ready to go? Sent

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From: Molt Sahni Sent: 7/30/20141:59:19 AM To: Nay Gupta CC: Paul MoM Subject: Re: For Approval Ill We need to fix this these are non advisory clients Vinit On 30 Jul 2014, at 06:47, "Nav Gupta" wrote: Classification: For internal use only To keep u in the loop. Tazia still working w/ comp) on language to send JE my s+p idea from last week Tazia Smith --- Original Message -- From: Tazia Smith Sent: 07/29/2014 07:04 PM EDT To: Siri Cowden Cc: Zbynek Kozelsky; Vahe Stepanian;

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