EFTA Document EFTA01296234

rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 6/16/2017 Alert Date: 6/16/2017 Added to Monitoring: 06/1612017 Person Name: Richard Kahn Address: Criuriiry UNITED STATES Tracking ID: Date of Birth: Reporting ID: Alerted Entity #- 1 of 2 Risk Priority: Critical Alert ID: Entity Information Entity ID: Riskid: Entity Name: Richard Kahn Address: New York, UNITED STATES Recent Event(s): • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action. 04/20/2012