EFTA Document EFTA01298590

rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 8/17/2018 Alert Date: 8/17/2018 Added to Monitoring: 08/1712018 Person Name: Richard Kahn Address: UNITED STATES Tracking ID: Date of Birth: 12/06/1972 Reporting ID: Alerted Entity #: 1 of 1 Risk Priority: Critical Alert ID: Entity Information Entity ID: Riskid: Entity Name: Richard Kahn Address: New York, UNITED STATES Recent Event(s): • REG - Regulatory Action / ACT - Disciplinary. Regulatory Action. 04/20/2012