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sd-10-EFTA01353456Dept. of Justice

EFTA Document EFTA01353456

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that an option writer will be assigned an exercise that is made based on news that is published after the estab- lished exercise cut-off time and that the writer may not have an effective remedy to compensate for the viola- tion of the options markers rules. 10. If a trading market in an option should become unavailable, or if the writers of the option are otherwise unable to engage in closing transactions, the writers of that option would remain obligated until expiration or assignment.

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Dept. of Justice
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sd-10-EFTA01353456
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